MGI Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 35682
- Registered since
- May 4, 1994
- Website
- www.mginvestment.com
Firm profile
FINTRXOverview
MGI Funds Distributors, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The record shows the entity has been SEC-registered since 1994 and its ownership is listed as a combination of a domestic entity and an individual. FINTRX characterizes the firm as not acting as a capital allocator and not operating as a multi-state investment adviser; it is also flagged as not being an active ESG investor, not a pension consultant, and not a newly formed adviser. The firm’s role appears focused on distribution activities rather than on managing client capital or running discretionary portfolios. That classification implies its primary business is distributing investment funds rather than providing direct investment management or allocation decisions for end clients.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Thomas Wamsley
Chief Compliance OfficerCRD 2608849

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 100
Sandra Holland
ConsultantCRD 5238372

Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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