MGI Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 35682
- Registered since
- May 4, 1994
- Website
- www.mginvestment.com
Firm profile
FINTRXOverview
MGI Funds Distributors, LLC is organized as a limited liability company and is classified as a fund distributor. The firm’s profile in the dataset emphasizes distribution activity rather than investment management: it is identified as a non–capital allocator and is not described as performing advisory or pension consulting functions. The record also indicates the firm is not positioned as an active ESG investor. The source material provides limited detail about client types, fee arrangements, specific business lines or product shelf, and no descriptions of portfolio construction or target investor segments. That makes it difficult to assess whether MGI focuses on retail intermediary channels, institutional platforms, sub‑advisory relationships, or direct retail distribution; the available attributes point mostly to a distribution role rather than hands‑on asset management.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Thomas Wamsley
Chief Compliance OfficerCRD 2608849

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 100
Tariq Akbar
ConsultantCRD 5245852

Jacqueline Lyons
Marketing ComplianceCRD 5291182
Lori Hall
Registered RepresentativeCRD 3234835
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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