MGI Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1994

Total AUM

—

Advisory reps

103

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 35682
Registered since: May 4, 1994
Website: www.mginvestment.com

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC is a limited liability company that operates as a fund distributor rather than as an investment manager or capital allocator. The firm has been registered with the SEC since 1994. Ownership is recorded as a combination of a domestic entity and an individual. FINTRX classifies the firm strictly as a distributor; it is not listed as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. The record also indicates the firm is not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3

Thomas Wamsley
Chief Compliance OfficerCRD 2608849
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785