MGI Funds Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 35682
- Registered since
- May 4, 1994
- Website
- www.mginvestment.com
Firm profile
FINTRXOverview
MGI Funds Distributors, LLC is organized as a limited liability company and has been SEC-registered since 1994. The firm's ownership is recorded as a mix of a domestic entity and an individual. The dataset classifies the firm as "Unclassified" and does not list it as a capital allocator, an active ESG investor, a pension consultant, a related adviser, or a newly formed adviser. Public disclosures in the snapshot provide no detail on fee schedules, specific advisory services, or client segments. Notably, the record does not flag MGI Funds Distributors, LLC as a multi-state adviser, even though office-location data indicate a multi-state footprint.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Thomas Wamsley
Chief Compliance OfficerCRD 2608849

Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 100
Wesley Driggers
Director of ComplianceCRD 6267059
David Frederick
PrincipalCRD 5412962
Joseph Delude
Registered RepresentativeCRD 1979746
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
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