MGI Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1994
Total AUM
Advisory reps
102
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
35682
Registered since
May 4, 1994

Firm profile

FINTRX

Overview

MGI Funds Distributors, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The record shows the entity has been SEC-registered since 1994 and its ownership is listed as a combination of a domestic entity and an individual. FINTRX characterizes the firm as not acting as a capital allocator and not operating as a multi-state investment adviser; it is also flagged as not being an active ESG investor, not a pension consultant, and not a newly formed adviser. The firm’s role appears focused on distribution activities rather than on managing client capital or running discretionary portfolios. That classification implies its primary business is distributing investment funds rather than providing direct investment management or allocation decisions for end clients.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Thomas Wamsley

    Chief Compliance OfficerCRD 2608849

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 100
  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

Unlock 97 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth