Sterling Capital Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
88
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is a limited liability company that has been registered with the SEC since 2000. The firm is classified as a fund distributor rather than an investment manager or capital allocator, and its public profile indicates it does not act as a multi-state investment adviser, pension consultant, or related adviser. Sterling Capital Distributors is not identified as an active ESG investor. Ownership is noted as a domestic entity alongside individual ownership interests. The available information points to a business model focused on fund distribution and related intermediary activities rather than direct portfolio management or advisory services. Several advisory- and client-facing fields are blank or not provided, which aligns with its classification as a distributor rather than as an asset manager.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 86
  • Robert Dick

    Robert Dick

    ConsultantCRD 5820373

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

Unlock 83 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth