Sterling Capital Distributors, LLC
Firm details
- Headquarters
- Portland, Maine
- CRD number
- 103934
- Registered since
- July 20, 2000
- Website
- sterlingcapital.com
Firm profile
FINTRXOverview
Sterling Capital Distributors, LLC is a limited liability company that has been registered with the SEC since 2000. The firm is classified as a fund distributor rather than an investment manager or capital allocator, and its public profile indicates it does not act as a multi-state investment adviser, pension consultant, or related adviser. Sterling Capital Distributors is not identified as an active ESG investor. Ownership is noted as a domestic entity alongside individual ownership interests. The available information points to a business model focused on fund distribution and related intermediary activities rather than direct portfolio management or advisory services. Several advisory- and client-facing fields are blank or not provided, which aligns with its classification as a distributor rather than as an asset manager.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2
Charles Durham
Chief Compliance OfficerCRD 4645491

Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785
Contacts
3 of 86
Robert Dick
ConsultantCRD 5820373

Thomas Jenne
ConsultantCRD 5876213

Sandra Holland
ConsultantCRD 5238372
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Portland, ME
Cumberland
Location
Portland, ME
Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.
- Metro area
- Portland-Lewiston-South Portland, ME
- Region
- Northeast
- County
- Cumberland
- Address
- 190 Middle St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Perpetual Americas Funds Distributors, LLC
Broker-DealerPortland, ME
Parnassus Funds Distributor, LLC
Broker-DealerPortland, ME
Imst Distributors, LLC
Broker-DealerPortland, ME
Distribution Services, LLC
Broker-DealerPortland, ME
Funds Distributor, LLC
Broker-DealerPortland, ME
Foreside Global Services, LLC
Broker-DealerPortland, ME