Sterling Capital Distributors, LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
88
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is organized as a limited liability company and is recorded in FINTRX as SEC-registered since 2000. The platform classifies the firm as a fund distributor rather than a capital allocator or an investment manager; FINTRX also indicates it is not a multi-state adviser and is not an active ESG investor. Ownership is listed as domestic entity/individual. The available data points emphasize distribution and intermediary activity rather than portfolio management or direct advisory services. Key fields such as advisory activities, fee structure, and client base are not populated in the source record, which aligns with the fund-distributor classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 85
  • Michael Gard

    Michael Gard

    Registered RepresentativeCRD 6681737

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Caitlin Romano

    Caitlin Romano

    Registered RepresentativeCRD 6938438

Unlock 82 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth