Sterling Capital Distributors, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
87
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
103934
Registered since
July 20, 2000

Firm profile

FINTRX

Overview

Sterling Capital Distributors, LLC is organized as a limited liability company and is classified in the snapshot data as a fund distributor. Ownership is listed as a mix of a domestic entity and an individual. The profile indicates the firm does not serve as a capital allocator and has not reported advisory activities. The firm does not identify as an active ESG investor and is not designated as a multi-state adviser, pension consultant, or related adviser in the provided snapshot. Taken together, the available fields point to a distribution-focused business rather than an asset-management or advisory operation.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Charles Durham

    Charles Durham

    Chief Compliance OfficerCRD 4645491

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 85
  • Robert Dick

    Robert Dick

    ConsultantCRD 5820373

  • Thomas Jenne

    Thomas Jenne

    ConsultantCRD 5876213

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth