Northern Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1999

Total AUM

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Advisory reps

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 45943
Registered since: February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company and is classified as a fund distributor rather than an investment manager or wealth adviser. The firm has been SEC-registered since 1999. According to the snapshot data, it does not act as a capital allocator, is not positioned as a multi-state adviser, and is not identified as an active ESG investor. Owner type is listed as a domestic entity and individual. Several fields typically used to describe client focus, fee models, and advisory activities were not provided.

Assets & Accounts

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 3

Gordon Taylor
Chief Compliance OfficerCRD 2990648
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134
Susan La Fond
Managing Director, Chief Compliance OfficerCRD 4512785