Northern Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
45
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
45943
Registered since
February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company and has been registered with the SEC since 1999. Ownership is listed as a domestic entity and individual. The firm is classified as “unclassified” in the available snapshot and is not identified as a capital allocator. It does not report being an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The dataset does not supply granular descriptions of the firm’s client segments, fee schedules, specific business lines, or advisory services. Where detail is absent in the record, the firm has not provided further public-facing descriptions in this source.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Kelly Whetstone

    Kelly Whetstone

    Chief Compliance Officer and Associate General CounselCRD 5380134

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 42
  • Wesley Driggers

    Wesley Driggers

    Director of ComplianceCRD 6267059

  • Anthony Purdue

    Anthony Purdue

    ETF SpecialistCRD 8088340

  • Stefanos Taousakis

    Stefanos Taousakis

    Compliance ConsultantCRD 6930896

Unlock 39 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth