Northern Funds Distributors, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
43
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
45943
Registered since
February 16, 1999

Firm profile

FINTRX

Overview

Northern Funds Distributors, LLC is organized as a limited liability company and functions as a fund distributor rather than an investment manager or capital allocator. The entity has been SEC-registered since 1999. Available records indicate it is not positioned as an advisory firm: it is not a multi-state adviser, not a pension consultant, and is not classified as a related adviser. The firm is also not identified as an active ESG investor. Ownership is recorded as a combination of a domestic entity and individuals. Further details about the firm’s business lines, advisory arrangements, fee schedules, client segments, or day-to-day activities were not provided in the source material.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Gordon Taylor

    Gordon Taylor

    Chief Compliance OfficerCRD 2990648

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 41
  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

  • Ryan Ripkowski

    Ryan Ripkowski

    Financial AdvisorCRD 7182218

Unlock 38 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth