Foreside Fund Services, LLC

Broker-DealerFINRA MemberEst. 1999
Total AUM
Advisory reps
1,313
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
46106
Registered since
January 7, 1999

Firm profile

FINTRX

Overview

Foreside Fund Services, LLC is organized as a limited liability company and has an SEC registration dating to 1999. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or capital allocator. Ownership is recorded as a domestic entity and individual. The firm's FINTRX profile flags several negative indicators: it is not listed as a capital allocator, not a multi-state adviser, not active on ESG investing, not a pension consultant, and not identified as a related adviser. The record does not provide details on fee schedules, client segments, or specific advisory activities.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 53
  • Michael Stone

    Michael Stone

    Partner, Chief Investment OfficerCRD 5079106

  • Matthew Stolen

    Matthew Stolen

    Chief Compliance OfficerCRD 4953375

  • Scott Lindsay

    Scott Lindsay

    Chief Operations OfficerCRD 4959213

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Contacts

3 of 1260
  • Matthew Mailman

    Registered RepresentativeCRD 5683470

  • Dianna Parente

    Dianna Parente

    Director, U.S. Retail Project ManagerCRD 5721197

  • Parker Thompson

    Parker Thompson

    Registered RepresentativeCRD 5755018

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth