Funds Distributor, LLC

Broker-DealerFINRA MemberEst. 1976
Total AUM
Advisory reps
114
Avg account
$0

Firm details

Headquarters
Portland, Maine
CRD number
7174
Registered since
May 20, 1976

Firm profile

FINTRX

Overview

Funds Distributor, LLC is organized as a limited liability company and is classified in FINTRX as a fund distributor. The firm is SEC-registered (registration date listed as 1976) and its ownership is reported as a combination of a domestic entity and an individual. FINTRX indicates the firm does not act as a capital allocator and does not identify as an active ESG investor. Regulatory/operational attributes recorded by FINTRX include: not a multi-state adviser, not a newly formed adviser, not a pension consultant, and no related adviser relationship noted. FINTRX does not supply detail on the firm’s advisory or broader business activities beyond its distributor classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Wayne Boyles

    Wayne Boyles

    Chief Compliance OfficerCRD 6317607

  • Scott Hayward

    Scott Hayward

    Chief Executive OfficerCRD 4335063

  • Susan La Fond

    Susan La Fond

    Managing Director, Chief Compliance OfficerCRD 4512785

Contacts

3 of 111
  • Sandra Holland

    Sandra Holland

    ConsultantCRD 5238372

  • Tariq Akbar

    Tariq Akbar

    ConsultantCRD 5245852

  • Jacqueline Lyons

    Jacqueline Lyons

    Marketing ComplianceCRD 5291182

Unlock 108 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Portland, ME

Cumberland

Location

Portland, ME

Headquartered in Portland, ME, anchoring the Portland-Lewiston-South Portland, ME metro in the Northeast.

Metro area
Portland-Lewiston-South Portland, ME
Region
Northeast
County
Cumberland
Address
190 Middle St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth