Funds Distributor, LLC

Broker-DealerFINRA MemberEst. 1976

Total AUM

—

Advisory reps

115

Avg account

Firm details

Headquarters: Portland, Maine
CRD number: 7174
Registered since: May 20, 1976

Firm profile

FINTRX

Overview

Funds Distributor, LLC is a limited liability company that registers with the SEC and is categorized primarily as a fund distributor. The entity was first SEC-registered in 1976. Ownership is listed as a combination of a domestic entity and an individual. FINTRX records classify the firm as a distributor rather than a capital allocator or manager—its profile indicates it does not act as a capital allocator and is not flagged as an active ESG investor. Several common profile fields (client base, fee structure, business activities, advisory activities) are not populated in the available record.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4

Scott Hayward
Chief Executive OfficerCRD 4335063
Wayne Boyles
Chief Compliance OfficerCRD 6317607
Kelly Whetstone
Chief Compliance Officer and Associate General CounselCRD 5380134