Mutual Of Omaha Investor Services, Inc.

Broker-DealerFINRA MemberEst. 2002

Total AUM

$32M

Discretionary

$32M

100% of AUM

Accounts

144

Employees

285

Advisory reps

426

Brokerage reps

207

Firm details

Headquarters: Omaha, Nebraska
CRD number: 611
Registered since: July 30, 2002
Website: www.mutualofomaha.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI73.59%
Individuals26.41%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Mutual Of Omaha Investor Services, Inc. operates as a corporate, insurance-affiliated broker-dealer that provides brokerage and advisory services across multiple states. The firm is SEC-registered (since 2002) and identified as an insurance company affiliate; its client mix includes individual and family investors as well as institutional relationships. Core advisory services listed are financial planning, portfolio management for individuals and small businesses, and the selection of other advisers — alongside traditional broker-dealer activities. The firm offers a range of fee arrangements (percentage of AUM, hourly, fixed fees and other fee types) and is not positioned as a capital allocator. It is not identified as an active ESG investor and functions as a multi-state adviser serving a broad geographic footprint.