Mutual of Omaha Investor Services, Inc.
Firm details
- Headquarters
- Omaha, Nebraska
- CRD number
- 611
- Registered since
- July 30, 2002
- Website
- www.mutualofomaha.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI73.59%
- Individuals26.41%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Mutual of Omaha Investor Services, Inc. is a corporate insurance broker-dealer that also provides investment advisory services. The firm is registered with the SEC (registered in 2002) and serves both individual and family clients as well as institutional clients. Its advisory capabilities listed on filings include financial planning, portfolio management for individuals and small businesses, and the selection of third‑party advisers. Compensation methods reported include percentage-of-AUM fees as well as hourly and fixed fees. The firm is not positioned as a capital allocator, does not identify as an ESG investor, and operates across multiple states.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds91%
- Cash & Cash Equivalents9%
Owners & executives
3 of 6
Sheldon Nix
CEO and Financial PlannerCRD 5872391
John Vanbeusekom
Chief Executive OfficerCRD 1445439
Ashley Davis
Licensing CoordinatorCRD 4512368
Contacts
3 of 424Daniel Perry
Registered RepresentativeCRD 5708818
Russell Spellman
Financial AdvisorCRD 5752606
William Lape
Financial AdvisorCRD 5761898
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Omaha, NE
Douglas
Location
Omaha, NE
Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.
- Metro area
- Omaha-Council Bluffs-Fremont, NE-IA
- Region
- Midwest
- County
- Douglas
- Address
- 3300 Mutual Of Omaha Plz
- Time zone
- CT (UTC-6)
- Office locations
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