Axos Clearing LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
148
Avg account
$0

Firm details

Headquarters
Omaha, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is organized as a limited liability company with domestic-entity and individual ownership noted in the FINTRX record. The firm is categorized as "Unclassified" and is not listed as a capital allocator. Several firm attributes recorded as negative include: not an active ESG investor, not a multi-state adviser, not newly formed (per the dataset), not a pension consultant, and not a related adviser. FINTRX does not populate the record with the firm's business activities, advisory services, client base, or fee structure. That absence limits the ability to describe Axos Clearing LLC's market positioning, client focus, or service model from these data alone.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 6
  • Shawn Kinsella

    Shawn Kinsella

    Chief Compliance OfficerCRD 5793966

  • Dean Loveridge

    Chief Risk OfficerCRD 1675319

  • Derrick Walsh

    Derrick Walsh

    Executive Vice President & Chief Financial OfficerCRD 5945902

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Contacts

3 of 142
  • Andrew Gerber

    Vice PresidentCRD 5354791

  • Rachel Mendoza

    Rachel Mendoza

    Vice PresidentCRD 3244038

  • Jennifer McNulty

    Jennifer McNulty

    Client Service AdvocateCRD 4170316

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth