Axos Clearing LLC

Broker-DealerFINRA MemberEst. 2002
Total AUM
Advisory reps
147
Avg account
$0

Firm details

Headquarters
Omaha, Nebraska
CRD number
117176
Registered since
June 4, 2002

Firm profile

FINTRX

Overview

Axos Clearing LLC is a limited liability company that has been SEC-registered since 2002. FINTRX classifies the firm as unclassified rather than as a traditional registered investment adviser; several profile flags indicate it does not function as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and is not listed as a related adviser. Ownership is noted as a combination of a domestic entity and an individual.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 4
  • Shawn Kinsella

    Shawn Kinsella

    Chief Compliance OfficerCRD 5793966

  • Derrick Walsh

    Derrick Walsh

    Executive Vice President & Chief Financial OfficerCRD 5945902

  • Howard Green

    Howard Green

    Chief Financial OfficerCRD 2535812

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Contacts

3 of 143
  • Andrew Gerber

    Vice PresidentCRD 5354791

  • Rachel Mendoza

    Rachel Mendoza

    Vice PresidentCRD 3244038

  • Jennifer McNulty

    Jennifer McNulty

    Client Service AdvocateCRD 4170316

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Omaha, NE

Douglas

Location

Omaha, NE

Headquartered in Omaha, NE, anchoring the Omaha-Council Bluffs-Fremont, NE-IA metro in the Midwest.

Metro area
Omaha-Council Bluffs-Fremont, NE-IA
Region
Midwest
County
Douglas
Address
15950 W Dodge Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth