S.G. Long & Company
Firm details
- Headquarters
- Missoula, Montana
- CRD number
- 47511
- Registered since
- September 28, 1999
- Website
- www.sglongfinancial.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals79.18%
- HNWI20.43%
- Corporations / Businesses0.22%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
S.G. Long & Company is an independent broker-dealer and insurance broker that provides financial planning and portfolio management for individuals and small businesses. The firm operates on a percentage-of-AUM fee model and serves primarily individual and family clients. It is organized as a corporation, has been SEC-registered since 1999, and is owned by a domestic entity/individual. The firm does not identify as an active ESG investor, is not a multi-state adviser, and does not act as a pension consultant or related adviser. Services combine broker-dealer activity with advisory functions: in addition to executing brokerage and insurance transactions, S.G. Long & Company offers financial planning and discretionary and non-discretionary portfolio management geared toward smaller private clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities45%
- Cash & Cash Equivalents6%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3
Darla Felix
Chief Financial Officer and Human Resources ManagerCRD 5874509
Susan Williams
Chief Executive Officer, Portfolio ManagerCRD 2290587
Joshua Denney
Chief Technology OfficerCRD 5492542
Contacts
3 of 13
Andrew Harris
Research AssociateCRD 7228229
Mitchell Roberts
Financial AdvisorCRD 7704831
Marcus Welnel
Financial AdvisorCRD 7741521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$72.7M in ETFs
99%
$71.8M
0%
$946K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 GROWTH ETF (IVW) | BlackRock | Passive | Large Growth | $11.7M | 82,316 | 16.04% |
Location
Missoula, MT
Missoula
Location
Missoula, MT
Headquartered in Missoula, MT, in the West of the United States.
- Region
- West
- County
- Missoula
- Address
- 283 W Front St
- Time zone
- MT (UTC-7)
- Office locations
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