S.G. LONG & COMPANY
Firm details
- Headquarters
- MISSOULA, Montana
- CRD number
- 47511
- Registered since
- September 28, 1999
- Website
- www.sglongfinancial.com
- Custodians
- RBC CAPITAL MARKETS, LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals79.18%
- HNWI20.43%
- Corporations / Businesses0.22%
- Charitable Organizations0.17%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
S.G. Long & Company is structured as a corporation operating as an independent broker‑dealer with insurance brokerage capabilities. The firm has been SEC‑registered since 1999 and is owned by a domestic entity/individual. Its client focus is individuals and families, and it charges fees based on a percentage of assets under management. Advisory services center on financial planning and portfolio management for individuals and small businesses rather than institutional or pension consulting work. The firm does not identify as an active ESG investor and is not registered as a multi‑state adviser or a capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds47%
- Exchange Traded Equities45%
- Cash & Cash Equivalents6%
- State & Local Bonds1%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 3DARLA FELIX
Chief Financial Officer and Human Resources ManagerCRD 5874509
SUSAN WILLIAMS
Chief Executive Officer, Portfolio ManagerCRD 2290587
JOSHUA DENNEY
Chief Technology OfficerCRD 5492542
Contacts
3 of 13Andrew Harris
Research AssociateCRD 7228229
Mitchell Roberts
Financial AdvisorCRD 7704831
MARCUS WELNEL
Financial AdvisorCRD 7741521
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 30Active vs passive
$65.6M in ETFs
99%
$64.8M
0%
$787K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB INTERNATIONAL EQUITY ETF (SCHF) | Schwab | Passive | Foreign Large Blend | $10.7M | 390,605 | 16.29% |
Location
MISSOULA, MT
MISSOULA
Location
MISSOULA, MT
Headquartered in MISSOULA, MT, in the West of the United States.
- Region
- West
- County
- MISSOULA
- Address
- 283 W Front St
- Time zone
- MT (UTC-7)
- Office locations
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