D.A. Davidson & Co

Broker-DealerFINRA MemberEst. 1994
Total AUM
$41.8B
Discretionary
$38.3B
92% of AUM
Accounts
92,146
Employees
990
Advisory reps
1,131
Brokerage reps
710

Firm details

Headquarters
Great Falls, Montana
CRD number
199
Registered since
February 8, 1994
Website
www.dadavidson.com
Custodians
D.A. DAVIDSON & CO., D.A. DAVIDSON TRUST SERVICES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.4%
  • Individuals33.5%
  • Charitable Organizations4.37%
  • Corporations / Businesses3.49%
  • Pension & Profit Sharing Plans1.31%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

D.A. Davidson & Co. is a corporation that operates as a conventional broker-dealer and qualified custodian, offering brokerage, insurance-brokerage and registered municipal-advisor services. The firm serves individual and family clients as well as institutional accounts, and its advisory capabilities include financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of other advisers, and investor education through publications and seminars. Fee arrangements reported include percentage-of-AUM, hourly charges, and fixed fees. The firm does not identify as an active ESG investor and does not act as a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 57%, Exchange Traded Equities 35%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%, Non-Investment Grade Corp Bonds 1%57%
  • Public Funds/Mutual Funds57%
  • Exchange Traded Equities35%
  • US Government Bonds2%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 17
  • Melissa Kelly

    Melissa Kelly

    Deputy Chief Compliance OfficerCRD 2976655

  • David Wakefield

    David Wakefield

    SVP, Chief Financial OfficerCRD 3095440

  • Cheryl Tucker

    CoordinatorCRD 2801592

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Contacts

3 of 1114

  • Peter Bouzane

    Senior Vice PresidentCRD 2716167

  • Ashley Carreon

    Business Process AnalystCRD 6702105

  • Joseph-Andrew Malach

    Joseph-Andrew Malach

    Research AssociateCRD 6670750

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 763

Active vs passive

$11.6B in ETFs

Passive

80%

$9.3B

Active

16%

$2.3B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$1.2B5,687,75310.68%
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Location

Primary office

Great Falls, MT

Cascade

Location

Great Falls, MT

Headquartered in Great Falls, MT, in the West of the United States.

Region
West
County
Cascade
Address
8 3rd St N
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth