D.A. DAVIDSON & CO.

Broker-DealerFINRA MemberEst. 1994
Total AUM
$41.8B
Discretionary
$38.3B
92% of AUM
Accounts
92,146
Employees
990
Advisory reps
1,120
Brokerage reps
710

Firm details

Headquarters
GREAT FALLS, Montana
CRD number
199
Registered since
February 8, 1994
Website
www.dadavidson.com
Custodians
D.A. DAVIDSON & CO., D.A. DAVIDSON TRUST SERVICES, INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI56.4%
  • Individuals33.5%
  • Charitable Organizations4.37%
  • Corporations / Businesses3.49%
  • Pension & Profit Sharing Plans1.31%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

D.A. Davidson & Co. operates as a full-service broker-dealer and registered municipal advisor that also functions as a qualified custodian. The firm serves both individual and family clients as well as institutional clients, offering a mix of brokerage, insurance distribution, and advisory services. Advisory capabilities include financial planning, discretionary portfolio management for individuals and small businesses as well as for institutions, pension consulting, manager selection, and investor education through periodicals and workshops. Its compensation models include asset-based fees alongside hourly and fixed-fee arrangements. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 56%, Exchange Traded Equities 35%, US Government Bonds 2%, State & Local Bonds 2%, Cash & Cash Equivalents 2%, Investment Grade Corp Bonds 1%56%
  • Public Funds/Mutual Funds56%
  • Exchange Traded Equities35%
  • US Government Bonds2%
  • State & Local Bonds2%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 15

  • MELISSA KELLY

    Deputy Chief Compliance OfficerCRD 2976655

  • Cheryl Tucker

    CoordinatorCRD 2801592

  • COURTNEY JOHNSON

    IT CoordinatorCRD 5269431

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Contacts

3 of 1105

  • PETER BOUZANE

    Senior Vice PresidentCRD 2716167

  • Ashley Carreon

    Business Process AnalystCRD 6702105

  • Joseph-Andrew Malach

    Research AssociateCRD 6670750

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 750

Active vs passive

$10.4B in ETFs

Passive

81%

$8.4B

Active

15%

$2B

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD VALUE INDEX FUND (VTV)VanguardPassiveLarge Value$1.1B5,611,28210.59%
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Location

Primary office

GREAT FALLS, MT

CASCADE

Location

GREAT FALLS, MT

Headquartered in GREAT FALLS, MT, in the West of the United States.

Region
West
County
CASCADE
Address
8 3rd St N
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth