Supreme Alliance LLC

Broker-DealerFINRA MemberEst. 2017
Total AUM
$35.3M
Discretionary
$19.5M
55% of AUM
Accounts
107
Employees
16
Advisory reps
44
Brokerage reps
16

Firm details

Headquarters
Charlotte,
CRD number
45348
Registered since
January 23, 2017
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
Client types
  • Individuals85.23%
  • HNWI14.77%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Supreme Alliance LLC is an independent broker-dealer and insurance broker organized as an LLC. The firm has been SEC-registered since 2017 and operates across multiple states. It positions itself as a multi-service wealth provider for individuals and families, combining brokerage and advisory activity with insurance distribution. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, selection of other advisers, and pension consulting services. Supreme Alliance uses a mixed fee model — percentage of AUM, hourly and fixed fees, commissions and other arrangements — and identifies itself as a capital allocator that places client capital with third-party managers when appropriate. The firm is not an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 73%, Cash & Cash Equivalents 14%, State & Local Bonds 8%, Exchange Traded Equities 5%73%
  • Public Funds/Mutual Funds73%
  • Cash & Cash Equivalents14%
  • State & Local Bonds8%
  • Exchange Traded Equities5%

Contacts

3 of 44
  • Sang Walker

    TeacherCRD 4415858

  • Sarah Robinson

    Sarah Robinson

    Registered RepresentativeCRD 4443947

  • Michael Jones

    OwnerCRD 3248874

Unlock 41 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Charlotte, null

Location

Charlotte, null

Headquartered in Charlotte, null.

Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth