First Western Securities, Inc.

Broker-DealerFINRA Member
Total AUM
$48.6M
Discretionary
$45.9M
94% of AUM
Accounts
35
Employees
7
Advisory reps
14
Brokerage reps
5

Firm details

Headquarters
Hurst, Texas
CRD number
19537
Registered since
June 25, 1987
Fee structure
Percentage of AUM
Client types
  • HNWI82.07%
  • Individuals17.93%
Services
Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

First Western Securities, Inc. is a privately held corporation that operates as a broker-dealer and insurance broker serving individual and family clients. The firm provides discretionary portfolio management for individuals and small businesses and also performs selection-of-other-advisers work, acting as a capital allocator to third-party managers. It is registered to do business in Arizona, California and Texas and is owned through a combination of domestic-entity and individual interests. Client billing is primarily a percentage-of-AUM fee model. The firm does not describe itself as an active ESG investor. Its business mix blends brokerage and insurance distribution with advisory services focused on wealth management for private clients.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 94%, Public Funds/Mutual Funds 2%, US Government Bonds 1%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Cash & Cash Equivalents 1%94%
  • Exchange Traded Equities94%
  • Public Funds/Mutual Funds2%
  • US Government Bonds1%
  • State & Local Bonds1%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Timothy Hobbs

    Timothy Hobbs

    Founder & CEOCRD 2531874

Contacts

3 of 13
  • Randal Ferguson

    Randal Ferguson

    PresidentCRD 859884

  • Jerry Killion

    Investment ExecutiveCRD 1619315

  • Dan Klein

    Investment ExecutiveCRD 2229441

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Hurst, TX

Tarrant

Location

Hurst, TX

Headquartered in Hurst, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.

Metro area
Dallas-Fort Worth, TX-OK
Region
South
County
Tarrant
Address
669 Airport Fwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth