LEO Brokerage, LLC
Firm details
- Headquarters
- Hurst, Texas
- CRD number
- 109121
- Registered since
- January 16, 2002
Firm profile
FINTRXOverview
LEO Brokerage, LLC operates as a limited liability company organized as a conventional broker-dealer. Ownership is listed as a mix of a foreign entity and an individual. The firm does not appear to act as a capital allocator and is not flagged as an active ESG investor. Public materials do not provide detail on fee schedules, advisory services, or specific client segments, but the firm’s structure and reported account statistics point to a custody/transactional broker-dealer role rather than a traditional investment-management boutique.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds55%
- Exchange Traded Equities35%
- Cash & Cash Equivalents10%
- US Government Bonds2%
Owners & executives
2 of 2
Eric Katz
Chief Strategy OfficerCRD 4024339
Stephen Tally
Chief Operating OfficerCRD 3223264
Contacts
3 of 13
Peter Savva
Managing DirectorCRD 5696522
Ray Pinson
Managing DirectorCRD 5122994
Ryan Vassar
Investment Adviser RepresentativeCRD 5449359
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 154Active vs passive
$486M in ETFs
82%
$399M
16%
$87.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AVANTIS US EQUITY ETF (AVUS) | Avantis | Active | Large Blend | $55.2M | 734,670 | 11.35% |
Location
Hurst, TX
Tarrant
Location
Hurst, TX
Headquartered in Hurst, TX, anchoring the Dallas-Fort Worth, TX-OK metro in the South.
- Metro area
- Dallas-Fort Worth, TX-OK
- Region
- South
- County
- Tarrant
- Address
- 860 Airport Fwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
First Western Securities, Inc.
Broker-DealerHurst, TX
Crescent Securities Group, Inc.
Broker-DealerPlano, TX
Chiron Securities LLC
Broker-DealerHouston, TX
M. E. Allison & Co, Inc.
Broker-DealerSan Antonio, TX
Banorte Securities International, Ltd.
Broker-DealerHouston, TX
Douglas Scott Securities, Inc.
Broker-DealerPlano, TX