LEO Brokerage, LLC

Overview

LEO Brokerage, LLC is organized as a limited liability company and operates as a conventional broker-dealer. The firm has been SEC-registered since 2002 and is owned by both a foreign entity and an individual. Available records characterize the business primarily as brokerage-focused rather than an investment manager: it is not flagged as a capital allocator, is not an active ESG investor, and does not report multi-state adviser status, pension consulting, or affiliation with a related adviser. Details on the firm's client mix, fee schedules, and specific advisory activities are not disclosed in the data set. The combination of broker-dealer classification and sparse advisory data suggests the firm’s core activity is executing and servicing brokerage accounts rather than running in-house discretionary investment strategies.

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Public Holdings

Investments & Alternatives

Location & Offices