Brighton Securities Corp.
Firm details
- Headquarters
- Rochester, New York
- CRD number
- 3875
- Registered since
- September 8, 2003
- Website
- www.brightonsecurities.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals60.91%
- HNWI35.85%
- Corporations / Businesses1.33%
- Pension & Profit Sharing Plans1.05%
- Charitable Organizations0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Brighton Securities Corp. is a corporate broker-dealer and investment bank that also operates as an independent broker-dealer and acts as a capital allocator to third-party managers. The firm is registered with the SEC (registered in 2003) and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals/small businesses and for businesses or institutions, and the selection of other advisers. Brighton’s client engagement and revenue model blends percentage-of-AUM fees with hourly and fixed fees, and it also executes commission-based transactions. The firm is licensed as an insurance broker in addition to its broker-dealer activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities22%
- Non-Investment Grade Corp Bonds9%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Lori Alberts
Chief Compliance Officer & Chief Operating OfficerCRD 2574827
Contacts
3 of 31
Melissa Talarico
Financial AdvisorCRD 7123101
Nicholas Fischer
Financial AdvisorCRD 7213371
Todd Alexander
Development ManagerCRD 6501073
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 32Active vs passive
$276M in ETFs
99%
$273M
0%
$2.5M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD S&P 500 ETF (VOO) | Vanguard | Passive | Large Blend | $76.6M | 109,246 | 27.74% |
Location
Rochester, NY
Monroe
Location
Rochester, NY
Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 1703 Monroe Ave
- Time zone
- ET (UTC-5)
- Office locations
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