BRIGHTON SECURITIES CORP.

Broker-DealerFINRA MemberEst. 2003
Total AUM
$931M
Discretionary
$355M
38% of AUM
Accounts
3,130
Employees
26
Advisory reps
31
Brokerage reps
26

Firm details

Headquarters
ROCHESTER, New York
CRD number
3875
Registered since
September 8, 2003
Website
www.brightonsecurities.com
Custodians
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • Individuals60.91%
  • HNWI35.85%
  • Corporations / Businesses1.33%
  • Pension & Profit Sharing Plans1.05%
  • Charitable Organizations0.85%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brighton Securities Corp. is an SEC-registered corporation operating as an independent broker-dealer and investment bank since 2003. The firm combines brokerage and insurance distribution with advisory services, serving individual and family clients as well as institutional accounts. Its advisory slate includes financial planning, portfolio management for individuals/small businesses and for business or institutional clients, and the selection of other advisers. Brighton functions as a capital allocator across client portfolios and offers a mixed fee model that includes percentage-of-AUM charges alongside hourly and fixed fees, plus commission-based products tied to its broker-dealer and insurance activities. The firm is not identified as an active ESG investor in the available data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Exchange Traded Equities 22%, Non-Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 3%, US Government Bonds 1%, Investment Grade Corp Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Exchange Traded Equities22%
  • Non-Investment Grade Corp Bonds9%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1

  • LORI ALBERTS

    Chief Compliance Officer & Chief Operating OfficerCRD 2574827

Contacts

3 of 30

  • ROBERT KRAVETZ

    Senior Vice President, Financial AdvisorCRD 5136584

  • Jacob Chen

    Investment AdvisorCRD 7712282

  • TODD ALEXANDER

    Development ManagerCRD 6501073

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 30

Active vs passive

$239M in ETFs

Passive

99%

$237M

Active

0%

$2.6M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD 500 INDEX FUND (VOO)VanguardPassiveLarge Blend$62.5M104,67726.15%
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Location

Primary office

ROCHESTER, NY

MONROE

Location

ROCHESTER, NY

Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
1703 Monroe Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth