ESL Investment Services, LLC

Broker-DealerFINRA MemberEst. 2006

Total AUM

—

Advisory reps

61

Avg account

$0

Firm details

Headquarters: Rochester, New York
CRD number: 139176
Registered since: July 21, 2006
Website: www.esl.org

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is organized as a limited liability company and has been SEC-registered since 2006. It is classified as a conventional broker‑dealer rather than a registered investment adviser or capital allocator. The firm is identified as a domestic entity with individual ownership. Public filing fields indicate limited or no advisory activity: it is not designated as a multi‑state adviser, pension consultant, related adviser, or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Richard Pisaneschi
ContractorCRD 8125762
David Militello
ContractorCRD 8125695
Joelle Donahoe
Chief Compliance OfficerCRD 2678810

Contacts

3 of 58

Jacob Kocher
Registered RepresentativeCRD 7323801
Yi Weng
Registered RepresentativeCRD 6141054
Kelvin MartinezMontes
Registered RepresentativeCRD 7774782

Unlock 55 more contacts →

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 79

Active vs passive

$562M in ETFs

Passive

74%

$415M

Active

26%

$147M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$152M	202,449	26.98%

Unlock additional holdings →

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area: Rochester-Batavia-Seneca Falls, NY
Region: Northeast
County: Monroe
Address: 225 Chestnut St
Time zone: ET (UTC-5)
Office locations

Similar firms

Sage, Rutty & Co, Inc.

Rochester, NY

AUM $3.5BTEAM 36REPS 62

Lifemark Securities Corp.

Rochester, NY

AUM $425MTEAM 78REPS 165

Paychex Securities Corporation

Rochester, NY

AUM —REPS 128

Mutual Funds Associates Inc.

Rochester, NY

Brighton Securities Corp.

Rochester, NY

AUM $931MTEAM 26REPS 31

Ashton Thomas Securities, LLC

Rochester, NY

AUM $1.9BTEAM 46REPS 93

More Broker-Dealers in Rochester →All New York Broker-Dealers →