ESL INVESTMENT SERVICES, LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
Advisory reps
61
Avg account
$0

Firm details

Headquarters
ROCHESTER, New York
CRD number
139176
Registered since
July 21, 2006

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is a limited liability company registered with the SEC since 2006 and structured as a conventional broker-dealer. FINTRX characterizes the owner type as a domestic entity with individual ownership and lists the firm as a non–capital allocator and non–multi-state adviser. The snapshot shows the firm does not self-identify as an active ESG investor, does not act as a pension consultant, and is not flagged as a related adviser. Available records do not describe advisory or portfolio management activities, which positions ESL more toward brokerage operations than as a public-facing discretionary RIA.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Richard Pisaneschi

    ContractorCRD 8125762

  • David Militello

    ContractorCRD 8125695

  • JOELLE DONAHOE

    Chief Compliance OfficerCRD 2678810

Contacts

3 of 58
  • Jacob Kocher

    Registered RepresentativeCRD 7323801

  • YI WENG

    Registered RepresentativeCRD 6141054

  • Kelvin MartinezMontes

    Registered RepresentativeCRD 7774782

Unlock 55 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 68

Active vs passive

$501M in ETFs

Passive

73%

$367M

Active

26%

$134M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$132M201,95026.33%

Location

Primary office

ROCHESTER, NY

MONROE

Location

ROCHESTER, NY

Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
225 Chestnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth