SAGE, RUTTY & CO., INC.
Firm details
- Headquarters
- ROCHESTER, New York
- CRD number
- 3254
- Registered since
- January 26, 1990
- Website
- www.sagerutty.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals80%
- HNWI15%
- Corporations / Businesses3.5%
- Charitable Organizations1.5%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Sage, Rutty & Co, Inc. is an independent broker-dealer organized as a corporation and owner-operated. The firm has been SEC-registered since 1990 and serves both individual/family and institutional clients. Its business combines broker-dealer and insurance brokerage activities with advisory services including financial planning, portfolio management for individuals and small businesses, manager selection, periodic publications, and educational seminars. The firm operates as a capital allocator, using fee arrangements that include percentage-of-AUM billing alongside hourly and fixed fees. Sage, Rutty & Co, Inc. does not identify as an active ESG investor and is not reported as a multi-state adviser.
Assets & Accounts
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds59%
- Non-Exchange Traded Equities18%
- Exchange Traded Equities9%
- Cash & Cash Equivalents6%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1ROBERT LOHWATER
Chief Compliance OfficerCRD 1232267
Contacts
3 of 60Sara Groschadl
Financial AdvisorCRD 6988796
JENNIFER FOX
Operations ManagerCRD 4394369
ROBERT JOHN FALVEY
ShareholderCRD 1926374
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
ROCHESTER, NY
MONROE
Location
ROCHESTER, NY
Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- MONROE
- Address
- 100 Corporate Woods
- Time zone
- ET (UTC-5)
- Office locations
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