Janney Montgomery Scott LLC
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 463
- Registered since
- March 8, 1971
- Website
- www.janney.com
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Other
- Client types
- HNWI69.44%
- Individuals19.13%
- Pension & Profit Sharing Plans6.4%
- Corporations / Businesses2.45%
- Charitable Organizations1.94%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Janney Montgomery Scott LLC is a long-established broker-dealer and advisory firm that also functions as a qualified custodian and capital allocator. It serves both individual/family and institutional clients and offers a mix of services—broker-dealer execution, insurance brokerage, trust services and advisory work including financial planning, portfolio management for individuals and businesses, pension consulting, selection of other advisers and educational workshops. The firm uses multiple fee arrangements (percentage of AUM, fixed fees, commissions and other structures) and identifies as an active ESG investor. Janney deploys third-party managers for alternatives and provides custody and advisory infrastructure that supports a range of client mandates.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities63%
- Public Funds/Mutual Funds22%
- State & Local Bonds4%
- Cash & Cash Equivalents4%
- Non-Exchange Traded Equities2%
Owners & executives
3 of 12
Michael Hricko
Senior Vice President & Chief Financial OfficerCRD 4509746
Timothy Brown
Account CoordinatorCRD 7944337
Brett Riggi
Senior Vice President & Chief Operating OfficerCRD 4462496
Contacts
3 of 1546Charles Collings
Financial Advisor, Senior Vice PresidentCRD 51101
Marney Heath
Branch Operations ManagerCRD 4278537
Mark Duffy
Vice President, Financial AdvisorCRD 1386880
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,299Active vs passive
$26.7B in ETFs
78%
$20.9B
17%
$5.8B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $923M | 1,412,900 | 3.46% |
Location
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 1717 Arch St
- Time zone
- ET (UTC-5)
- Office locations
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