Transamerica Financial Advisors, LLC
Firm details
- Headquarters
- Philadelphia, Pennsylvania
- CRD number
- 16164
- Registered since
- May 16, 1991
- Website
- www.tfaconnect.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals78.04%
- HNWI19.95%
- Pension & Profit Sharing Plans1.14%
- Corporations / Businesses0.62%
- Other0.13%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Transamerica Financial Advisors, LLC operates as an insurance-focused broker-dealer that also provides portfolio management for individuals and small businesses and the selection of third-party advisers. The firm charges fees as a percentage of assets under management and distributes investment and insurance solutions, including annuity products. It reports being an active ESG investor and serves both individual/family and institutional clients. The firm has been SEC-registered since 1991 and uses third-party managers for certain exposures rather than acting as a direct capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities19%
- Cash & Cash Equivalents3%
Owners & executives
3 of 16Jonathan Cline
President & CEO Investment Advisor RepresentativeCRD 4386466
Christina Kramer
Chief Compliance OfficerCRD 4406871
Min Zhu
CEOCRD 6228752
Contacts
3 of 2824Ou Xu
CRD 5651117
Tina Dickinson
Investment Advisor RepresentativeCRD 5656615
Matthew Gotto
Investment Advisor RepresentativeCRD 5659161
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,033Active vs passive
$1.6B in ETFs
83%
$1.3B
10%
$270M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $66.8M | 194,320 | 4.14% |
Location
Philadelphia, PA
Philadelphia
Location
Philadelphia, PA
Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- Philadelphia
- Address
- 2 Liberty 16 Pl St
- Time zone
- ET (UTC-5)
- Office locations
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