TRANSAMERICA FINANCIAL ADVISORS, LLC
Firm details
- Headquarters
- PHILADELPHIA, Pennsylvania
- CRD number
- 16164
- Registered since
- May 16, 1991
- Website
- www.tfaconnect.com
- Fee structure
- Percentage of AUM
- Client types
- Individuals78.04%
- HNWI19.95%
- Pension & Profit Sharing Plans1.14%
- Corporations / Businesses0.62%
- Other0.13%
- Services
- Portfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Transamerica Financial Advisors, LLC is an SEC-registered advisory and broker-dealer operating as an insurance broker and investment intermediary. The firm charges fees based on assets under management while also distributing insurance products, notably annuities. Its advisory work focuses on portfolio management for individuals and small businesses and on selecting outside managers for client mandates. Client types span individual and family accounts as well as institutional relationships. The firm identifies as an active ESG investor, and its business mix reflects both brokerage/insurance distribution and advisory allocation decisions.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds78%
- Exchange Traded Equities19%
- Cash & Cash Equivalents3%
Owners & executives
3 of 16XINNING GUAN
Co-Founder & COOCRD 6530019
CHLOE XU
Chief Executive OfficerCRD 6564556
MAY TABARREJO
Independent ContractorCRD 2820386
Contacts
3 of 2727EUGENE CERF
Financial AdvisorCRD 4370121
Jing Mattox
AgentCRD 8233788
Sylvester Akpan
Investment AdviserCRD 7333085
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 482Active vs passive
$805M in ETFs
85%
$684M
9%
$121M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD LARGE-CAP INDEX FUND (VV) | Vanguard | Passive | Large Blend | $64.7M | 216,623 | 8.04% |
Location
PHILADELPHIA, PA
PHILADELPHIA
Location
PHILADELPHIA, PA
Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.
- Metro area
- Philadelphia-Reading-Camden, PA-NJ-DE-MD
- Region
- Northeast
- County
- PHILADELPHIA
- Address
- 2 Liberty 16 Pl St
- Time zone
- ET (UTC-5)
- Office locations
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