D & D Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is structured as a corporation that has been registered with the SEC since 1992. Ownership is held at the individual level and the firm is categorized as unclassified in the available dataset. The record indicates the firm is not a capital allocator, is not active on ESG initiatives, does not operate as a multistate adviser, and is not identified as a pension consultant or a related adviser. The source material does not include descriptions of the firm’s business activities, advisory models, client segments, or fee arrangements.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Schepps

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 28
  • Matthew Plunkett

    Floor BrokerCRD 5150507

  • Nicholas Vasiliou

    ClerkCRD 5516656

  • James Dicicco

    AdvisorsCRD 5146940

Unlock 25 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth