D & D Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is registered with the SEC and was first registered in 1992. The entity is organized as a corporation and is listed as individually owned. FINTRX classifies the firm as unclassified and provides minimal public detail about its business activities, client base, fee arrangements or advisory offerings. The snapshot indicates the firm does not act as a capital allocator, does not identify as an active ESG investor, and is not designated as a multi-state or newly formed adviser. There are no related-adviser or pension-consultant designations reported. The limited disclosures in the record suggest D & D Securities, Inc. maintains a low public profile and does not publicly publish typical advisory or investment mandates. Where available items are blank in the FINTRX snapshot, it indicates the firm either does not engage in those activities at scale or has chosen not to report them through the source used here.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Schepps

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 29
  • Bruce Butler

    ClerkCRD 1568629

  • James Kelly

    ClerkCRD 1666707

  • Daniel Ribecchi

    ClerkCRD 1751940

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth