D & D Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is a corporation that registered with the SEC in 1992 and is owned by an individual. Public records classify the firm as unclassified and provide very limited detail about its business lines or client focus. The firm does not present itself as a capital allocator, is not an active ESG investor, and is not identified as a multistate adviser or pension consultant. No additional disclosures about advisory services, fee schedules, or affiliations were provided in the source data.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • Mark Schepps

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 28
  • Matthew Plunkett

    Floor BrokerCRD 5150507

  • Nicholas Vasiliou

    ClerkCRD 5516656

  • James Dicicco

    AdvisorsCRD 5146940

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth