D & D Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
30
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
31470
Registered since
July 17, 1992

Firm profile

FINTRX

Overview

D & D Securities, Inc. is organized as a corporation and has been registered with the SEC since 1992. The firm is held by an individual owner and does not sit within a standard public classification in the FINTRX record. Available regulatory metadata indicates the firm does not identify itself as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. FINTRX does not include a description of the firm’s advisory activities, client types, fee structure, or business lines, so public-facing investment focus and service offerings are not documented in the source record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Mark Schepps

    Chief Compliance OfficerCRD 2042034

Contacts

3 of 29
  • Matthew Plunkett

    Floor BrokerCRD 5150507

  • Nicholas Vasiliou

    ClerkCRD 5516656

  • Nicole Irvin

    Firm AdministratorCRD 3135315

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth