Nasdaq Execution Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
60
Avg account
$0

Firm details

Headquarters
Philadelphia, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is organized as a limited liability company and is listed with an owner type described as a domestic entity and individual. The firm is classified as "Unclassified" in the available record and is not identified as a capital allocator. Available attributes indicate the entity is not an active ESG investor, is not a multistate adviser, is not newly formed, does not act as a pension consultant, and is not identified as a related adviser. The dataset does not include descriptive entries for client focus, fee structure, business activities, or advisory activities, so there is limited public detail about its operating model or services.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Brenda Hinton

    Chief Compliance OfficerCRD 3208241

  • Phillip Mackintosh

    Phillip Mackintosh

    Chief EconomistCRD 4802177

  • Sarah Youngwood

    Sarah Youngwood

    Executive Vice President & Chief Financial OfficerCRD 4884918

Contacts

3 of 57
  • Kristian D'agostino

    Kristian D'agostino

    Senior DirectorCRD 5240094

  • Lisa Johnson

    DirectorCRD 4168397

  • Robert Mccooey

    Robert Mccooey

    Vice ChairmanCRD 1291202

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Philadelphia, PA

Philadelphia

Location

Philadelphia, PA

Headquartered in Philadelphia, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Philadelphia
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth