NASDAQ EXECUTION SERVICES, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
61
Avg account
$0

Firm details

Headquarters
PHILADELPHIA, Pennsylvania
CRD number
7270
Registered since
February 19, 1987

Firm profile

FINTRX

Overview

Nasdaq Execution Services, LLC is listed as a limited liability company that registered with the SEC in 1987. The snapshot labels the owner type as a domestic entity and individual and classifies the firm as unclassified. The record indicates the firm is not a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant, and not identified as a related adviser. Fields for business activities and advisory activities are blank in the provided data. The dataset does not include descriptive information about the firm’s client segments, service offerings, or investment process, and it does not list individuals or management roles.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • PHILLIP MACKINTOSH

    Chief EconomistCRD 4802177

  • Sarah Youngwood

    Executive Vice President & Chief Financial OfficerCRD 4884918

  • BRENDA HINTON

    Chief Compliance OfficerCRD 3208241

Contacts

3 of 58
  • Pranav Ramesh

    Product SpecialistCRD 7581448

  • DAVID VALOVCIN

    AVPCRD 4992756

  • THERESE BELNAP

    Sales ExecutiveCRD 7726029

Unlock 55 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

PHILADELPHIA, PA

PHILADELPHIA

Location

PHILADELPHIA, PA

Headquartered in PHILADELPHIA, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
PHILADELPHIA
Address
2929 Walnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth