Osaic Wealth, Inc.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$235B

Discretionary

$161B

69% of AUM

Accounts

850,797

Employees

8,979

Advisory reps

11,569

Brokerage reps

7,655

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 23131
Registered since: September 10, 1997
Website: osaic.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals48.3%
HNWI48.27%
Corporations / Businesses2.29%
Charitable Organizations0.68%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. operates as an independent broker-dealer and insurance broker that serves both individual/family clients and institutional accounts. The firm provides a mix of advisory and brokerage services, including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, selection of third‑party advisers, and educational seminars. Its client fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm identifies as an active ESG investor and is not structured as a capital allocator; it also maintains relationships that extend into trust, insurance and pooled vehicle sponsorship roles.