Osaic Wealth, Inc.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$235B

Discretionary

$161B

69% of AUM

Accounts

850,797

Employees

8,979

Advisory reps

11,602

Brokerage reps

7,655

Firm details

Headquarters: Scottsdale, Arizona
CRD number: 23131
Registered since: September 10, 1997
Website: osaic.com
Custodians: PERSHING LLC, NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals48.3%
HNWI48.27%
Corporations / Businesses2.29%
Charitable Organizations0.68%
Pension & Profit Sharing Plans0.46%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Osaic Wealth, Inc. is organized as a corporation operating primarily as an independent broker‑dealer and insurance broker that also provides advisory services. Its client mix spans individual and family relationships as well as institutional accounts. The firm offers a mix of fee models — percentage of assets under management, hourly billing, and fixed fees — and runs a suite of advisory activities including financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, manager selection, and educational workshops. Osaic identifies as an active ESG investor and maintains affiliations across the financial services ecosystem, including roles as a broker‑dealer, other investment adviser, trust company, insurance company, pension consultant and sponsor or managing member of pooled investment vehicles.