MML Investors Services, LLC

Broker-DealerFINRA Member

Total AUM

$116B

Discretionary

$70.7B

61% of AUM

Accounts

454,857

Employees

6,976

Advisory reps

7,259

Brokerage reps

6,976

Firm details

Headquarters: Springfield, Massachusetts
CRD number: 10409
Registered since: July 13, 1993
Website: www.massmutual.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals91.47%
HNWI5.33%
Corporations / Businesses1.62%
Pension & Profit Sharing Plans1.24%
Charitable Organizations0.27%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

MML Investors Services, LLC is a broker-dealer organized as an LLC that combines brokerage and advisory capabilities for individual, family and institutional clients. The firm is registered with the SEC and has been SEC-registered since 1993. Its business mix includes financial planning, portfolio management for individuals and small businesses as well as for institutions, pension consulting, selection of other advisers, and educational seminars. Fee arrangements are varied — percentage of AUM, hourly and fixed-fee engagements and other structures are used. The firm identifies itself as an active ESG investor and maintains connections across banking, trust, insurance and sponsor roles in pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Public Funds/Mutual Funds73%
Exchange Traded Equities20%
Cash & Cash Equivalents3%
US Government Bonds1%
State & Local Bonds1%

Owners & executives

3 of 164

Joshua Miceli
Chief Executive OfficerCRD 5664497
Chad Tourin
Founder & CEOCRD 5699373
Stephanie Baker
Chief Operating OfficerCRD 5705094

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Contacts

3 of 7095

Benjamin Walton
Financial PlannerCRD 5643123
Marcello De Pascale
Financial Planner & Investment Advisor RepresentativeCRD 5643747
Leon Almeida
Financial PlannerCRD 5645472