Moors & Cabot, Inc
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 594
- Registered since
- March 30, 1995
- Website
- www.moorscabot.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI65.3%
- Individuals26.65%
- Charitable Organizations6.71%
- Pension & Profit Sharing Plans0.88%
- Corporations / Businesses0.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Moors & Cabot, Inc. is an independent broker-dealer and capital allocator that serves both individual/family clients and institutions. The firm combines brokerage, insurance distribution and registered municipal advisory services with advisory capabilities including financial planning, portfolio management for individuals and businesses, pension consulting and selection of sub‑advisers. Moors & Cabot reports being an active ESG investor and uses a mix of fee structures (percentage of AUM, hourly, fixed fees) alongside commission-based business lines. The organization dates back to 1995 and operates as a corporation with both corporate and individual ownership elements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds11%
- US Government Bonds7%
- State & Local Bonds6%
- Cash & Cash Equivalents6%
Owners & executives
3 of 5
Michael Braun
Chief Operating OfficerCRD 2005370
Michael Hildreth
President, CFOCRD 2386839
Jamie Frazier
Chief Growth OfficerCRD 3272662
Contacts
3 of 120Lillian Manning
CRD 1256510
Ty Vinick
Client AssociateCRD 8057738
Ian Amberson
Vice President, InvestmentsCRD 6912284
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 375Active vs passive
$538M in ETFs
84%
$451M
12%
$86.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $21.3M | 28,490 | 3.96% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 1 Federal St
- Time zone
- ET (UTC-5)
- Office locations
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