Moors & Cabot, Inc

Broker-DealerFINRA Member

Total AUM

$4B

Discretionary

$3.8B

94% of AUM

Accounts

5,596

Employees

121

Advisory reps

123

Brokerage reps

121

Firm details

Headquarters: Boston, Massachusetts
CRD number: 594
Registered since: March 30, 1995
Website: www.moorscabot.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types: HNWI66.72%
Individuals25.37%
Charitable Organizations6.51%
Pension & Profit Sharing Plans0.94%
Corporations / Businesses0.47%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Moors & Cabot, Inc. operates as an independent broker‑dealer and capital allocator that combines brokerage, insurance distribution and advisory capabilities. The firm is registered with the SEC (registered in 1995) and serves both individual/family and institutional clients. Its advisory offering includes financial planning, portfolio management for individuals, small businesses and institutions, selection-of-advisers services and pension consulting. As a broker‑dealer and registered municipal advisor, it also provides insurance solutions and municipal advisory work. Fee arrangements are flexible and include percentage‑of‑AUM billing alongside hourly, fixed‑fee and commission options. The firm identifies as an active ESG investor and allocates capital across traditional and alternative strategies.