Moors & Cabot, Inc
Firm details
- Headquarters
- Boston, Massachusetts
- CRD number
- 594
- Registered since
- March 30, 1995
- Website
- www.moorscabot.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- HNWI65.3%
- Individuals26.65%
- Charitable Organizations6.71%
- Pension & Profit Sharing Plans0.88%
- Corporations / Businesses0.47%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Moors & Cabot, Inc. is an independent broker-dealer and capital allocator that serves both individual/family clients and institutions. The firm combines brokerage, insurance distribution and registered municipal advisory services with advisory capabilities including financial planning, portfolio management for individuals and businesses, pension consulting and selection of sub‑advisers. Moors & Cabot reports being an active ESG investor and uses a mix of fee structures (percentage of AUM, hourly, fixed fees) alongside commission-based business lines. The organization dates back to 1995 and operates as a corporation with both corporate and individual ownership elements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities64%
- Public Funds/Mutual Funds11%
- US Government Bonds7%
- State & Local Bonds6%
- Cash & Cash Equivalents6%
Owners & executives
3 of 5
Jamie Frazier
Chief Growth OfficerCRD 3272662
Katherine Kelliher
Chief Compliance OfficerCRD 4146307
Michael Hildreth
President, CFOCRD 2386839
Contacts
3 of 120
Yvonne Shanklin
Financial AdvisorCRD 5672177
David Robbins
Vice PresidentCRD 5673670
Scot Wilks
Financial AdvisorCRD 5173594
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 716Active vs passive
$1B in ETFs
84%
$867M
11%
$163M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $21.3M | 28,490 | 2.07% |
Location
Boston, MA
Suffolk
Location
Boston, MA
Headquartered in Boston, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- Suffolk
- Address
- 1 Federal St
- Time zone
- ET (UTC-5)
- Office locations
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