National Financial Services LLC

Overview

National Financial Services LLC is organized as a limited liability company and is classified in FINTRX as a qualified custodian. The firm has been SEC-registered since 1981. FINTRX indicates the firm does not act as a capital allocator and is not set up as an investment adviser in the sense of managing client AUM or providing discretionary allocation services. Several FINTRX fields signal how the firm presents itself operationally: it is not listed as an active ESG investor, is not identified as a multi-state adviser, and is not described as a pension consultant or a related adviser. Those attributes are consistent with a custody/clearing business model rather than a traditional wealth manager or registered investment adviser.

Assets & Accounts

Location & Offices