Broker-Dealers: Over $5B AUM
68 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
ADVICE AND PLANNING SERVICES
Broker-DealerNew York, NY
AUM $37.9BTEAM 1293REPS 3507
OPPENHEIMER & CO. INC.
Broker-DealerNew York, NY
AUM $36.7BTEAM 2806REPS 1897
PNC WEALTH MANAGEMENT
Broker-DealerPITTSBURGH, PA
AUM $30.3BTEAM 1713REPS 1285
&PARTNERS
Broker-DealerNASHVILLE, TN
AUM $30.3BTEAM 703REPS 553
VALIC FINANCIAL ADVISORS, INC.
Broker-DealerHOUSTON, TX
AUM $29.2BTEAM 1647REPS 1377
LPL Enterprise, LLC
Broker-DealerFORT MILL, SC
AUM $24.9BTEAM 5215REPS 3813
DAVENPORT & COMPANY LLC
Broker-DealerRICHMOND, VA
AUM $24.7BTEAM 525REPS 389
BELLE HAVEN INVESTMENTS, L.P.
Broker-DealerRYE BROOK, NY
AUM $23.3BTEAM 47REPS 34
LINCOLN INVESTMENT
Broker-DealerFORT WASHINGTON, PA
AUM $22BTEAM 1238REPS 1240
PARK AVENUE SECURITIES LLC
Broker-DealerNew York, NY
AUM $19.6BTEAM 2073REPS 2586
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
Broker-DealerSAINT LOUIS, MO
AUM $18.9BTEAM 755REPS 591
STEPHENS
Broker-DealerLITTLE ROCK, AR
AUM $18BTEAM 611REPS 600
PRINCIPAL SECURITIES, INC.
Broker-DealerDES MOINES, IA
AUM $17BTEAM 1464REPS 2776
PRIMERICA ADVISORS
Broker-DealerDULUTH, GA
AUM $15.5BTEAM 3992REPS 19123
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC
Broker-DealerMINNEAPOLIS, MN
AUM $14.4BTEAM 158REPS 132
INDEPENDENT FINANCIAL GROUP, LLC
Broker-DealerSAN DIEGO, CA
AUM $12.9BTEAM 624REPS 642
CITIZENS SECURITIES, INC.
Broker-DealerJOHNSTON, RI
AUM $12.9BTEAM 471REPS 981
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
Broker-DealerScottsdale, AZ
AUM $12.8BTEAM 620REPS 614
PROSPERA FINANCIAL SERVICES, INC.
Broker-DealerDALLAS, TX
AUM $12.4BTEAM 333REPS 327
GILDER GAGNON HOWE & CO. LLC
Broker-DealerNew York, NY
AUM $12.1BTEAM 84REPS 56
FIFTH THIRD SECURITIES, INC.
Broker-DealerCINCINNATI, OH
AUM $10.9BTEAM 13533REPS 1381
SCHWARTZ & CO.
Broker-DealerBloomfield Hills, MI
AUM $10.5BTEAM 30REPS 30
PLANMEMBER SECURITIES CORPORATION
Broker-DealerCARPINTERIA, CA
AUM $10.1BTEAM 429REPS 577
HANTZ FINANCIAL SERVICES, INC.
Broker-DealerSOUTHFIELD, MI
AUM $10BTEAM 435REPS 425
Other AUM ranges
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