LINCOLN INVESTMENT

Broker-DealerFINRA MemberEst. 1978
Total AUM
$22B
Discretionary
$12.9B
59% of AUM
Accounts
199,383
Employees
1,238
Advisory reps
1,240
Brokerage reps
861

Firm details

Headquarters
FORT WASHINGTON, Pennsylvania
CRD number
519
Registered since
September 11, 1978
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • Individuals79.21%
  • HNWI19.56%
  • Corporations / Businesses0.92%
  • Charitable Organizations0.17%
  • Pension & Profit Sharing Plans0.14%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Lincoln Investment is a hybrid wealth-management and broker-dealer platform that serves both individual/family clients and institutional accounts. The firm offers financial planning and portfolio management for individuals, small businesses and larger institutions, and it also provides manager selection services. It operates as a broker-dealer and insurance broker alongside its advisory roles, and its fee model mixes asset-based fees with hourly, fixed-fee and commission arrangements. The firm identifies itself as an active ESG investor, indicating environmental, social and governance factors are incorporated into its investment process.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 95%, Exchange Traded Equities 4%, Cash & Cash Equivalents 1%95%
  • Public Funds/Mutual Funds95%
  • Exchange Traded Equities4%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 30
  • PAMELA MIDDLETON

    CEOCRD 1145902

  • JOSEPH RANDAZZO

    CEO and Managing MemberCRD 2207910

  • CIARA PRICE

    Partner & Chief Operating OfficerCRD 5716356

Unlock 27 more executives

Contacts

3 of 1210
  • MICHAEL NELLIGAN

    Financial AdvisorCRD 4454644

  • MICHAEL BARADZIEJ

    Branch Service RepresentativeCRD 3101457

  • MATTHEW HARRISON

    Financial AdvisorCRD 5273389

Unlock 1207 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

FORT WASHINGTON, PA

MONTGOMERY

Location

FORT WASHINGTON, PA

Headquartered in FORT WASHINGTON, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
601 Office Center Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth