Hornor, Townsend & Kent, LLC

Broker-DealerFINRA Member

Total AUM

$9B

Discretionary

$648M

7% of AUM

Accounts

28,369

Employees

485

Advisory reps

781

Brokerage reps

464

Firm details

Headquarters: Conshohocken, Pennsylvania
CRD number: 4031
Registered since: February 25, 1999
Website: www.htk.com
Custodians: PERSHING LLC, ASSETMARK TRUST CO., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: Individuals80.16%
HNWI11.17%
Corporations / Businesses7.94%
Pension & Profit Sharing Plans0.61%
Charitable Organizations0.11%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Hornor, Townsend & Kent, LLC operates as a broker-dealer and insurance broker that also provides advisory services. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and the selection of outside advisers. The firm serves both individual and family clients as well as institutional clients, and it charges a mix of percentage-of-AUM, hourly, fixed and other fee arrangements. The firm is affiliated with several industry roles beyond a retail broker-dealer: filings identify ties to other investment advisers and to commodity pool/operator or CTA activity, insurance company relationships, and activities as a sponsor, general partner or managing member of pooled investment vehicles. Hornor, Townsend & Kent is not reported as an active ESG investor, and its filing lists it as not registered as a multi-state adviser despite a broad office footprint.