3ico Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Conshohocken, Pennsylvania
CRD number
173648
Registered since
March 28, 2016

Firm profile

FINTRX

Overview

3ico Securities LLC is organized as a limited liability company and is classified in FINTRX as a placement agent. The filing lists the owner type as a combination of a domestic entity and individual ownership. FINTRX indicates the firm does not operate as a capital allocator and does not identify itself as an active ESG investor, a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. The public data set provides limited detail on the firm’s business or advisory activities and does not list target client segments, fee arrangements, or specific lines of business beyond the placement-agent classification.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Justin Dausch

    Justin Dausch

    Chief Compliance OfficerCRD 6919209

  • Donna Rittershausen

    Donna Rittershausen

    Chief Compliance OfficerCRD 1480201

  • Aaron Kless

    Aaron Kless

    Chief Executive Officer & Chief Investment OfficerCRD 4852975

Contacts

3 of 13
  • Kevin Ross

    Kevin Ross

    Registered RepresentativeCRD 2290136

  • Joseph Martell

    Joseph Martell

    Senior Vice PresidentCRD 4110909

  • Laura Flanagan

    Laura Flanagan

    Compliance CounselCRD 6447979

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Conshohocken, PA

Montgomery

Location

Conshohocken, PA

Headquartered in Conshohocken, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
Montgomery
Address
101 W Elm St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth