LPL Enterprise, LLC

Broker-DealerFINRA Member

Total AUM

$24.9B

Discretionary

$24.9B

100% of AUM

Accounts

139,192

Employees

5,215

Advisory reps

3,847

Brokerage reps

3,763

Firm details

Headquarters: Fort Mill, South Carolina
CRD number: 8733
Registered since: August 7, 2024
Website: www.lpl.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI50.91%
Individuals47.22%
Corporations / Businesses0.87%
Pension & Profit Sharing Plans0.81%
Charitable Organizations0.2%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

LPL Enterprise, LLC is an independent broker‑dealer organized as an LLC that also provides advisory services. The firm is registered with the SEC (registered in 2024) and serves both individual and family clients as well as institutional clients. Its advisory menu includes financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars/workshops. As a broker‑dealer and financial product salesperson, the firm offers multiple billing options — percentage of AUM, hourly fees and fixed fees — and maintains affiliations across brokerage, banking and insurance channels. LPL Enterprise identifies as an active ESG investor and operates as a related adviser within its corporate structure; it is not described as a capital allocator or pension consultant.