LPL Enterprise, LLC

Overview

LPL Enterprise, LLC operates as an independent broker-dealer and registered adviser that favors implementing client solutions through pooled public vehicles and third‑party managers. The firm serves both individual and institutional clients and combines brokerage distribution with advisory services such as financial planning, portfolio management for individuals, small businesses and institutions, and educational seminars. Fee arrangements include percentage-of-AUM schedules alongside hourly and fixed-fee engagements, allowing teams to serve traditional advisory relationships as well as transactional brokerage clients. Investment activity shows a clear tilt toward public funds and mutual funds as the primary implementation vehicle, supplemented by Advisor-managed SMA strategies. LPL Enterprise, LLC also identifies as an active ESG investor, suggesting advisor support and product access for clients who prioritize environmental, social and governance considerations. The firm maintains relationships with banking, insurance and other financial intermediaries and operates with a related adviser structure to deliver advisory solutions alongside brokerage capabilities.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices