Broker-Dealers: Over $5B AUM
68 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
Centaurus Financial, Inc.
Broker-DealerAnaheim, CA
AUM $9.7BTEAM 571REPS 569
Harbour Investments, Inc.
Broker-DealerMadison, WI
AUM $9.6BTEAM 232REPS 294
Geneos Wealth Management, Inc.
Broker-DealerEnglewood, CO
AUM $9.2BTEAM 200REPS 269
Hornor, Townsend & Kent, LLC
Broker-DealerConshohocken, PA
AUM $9BTEAM 485REPS 776
Key Investment Services LLC
Broker-DealerBrooklynn, OH
AUM $8.9BTEAM 1325REPS 1290
Millburn Ridgefield LLC
Broker-DealerNew York, NY
AUM $8.7BTEAM 59REPS 11
TD Private Client Wealth LLC
Broker-DealerNew York, NY
AUM $8.6BTEAM 671REPS 658
BNY Mellon Securities Corporation
Broker-DealerNew York, NY
AUM $8.4BTEAM 253REPS 453
Synovus Securities, Inc.
Broker-DealerColumbus, GA
AUM $8.4BTEAM 280REPS 233
Bolton Global Asset Management
Broker-DealerBolton, MA
AUM $8.3BTEAM 158REPS 159
The Huntington Investment Company
Broker-DealerColumbus, OH
AUM $7.9BTEAM 520REPS 829
Ingalls Investment Management, LLC
Broker-DealerNew York, NY
AUM $7.8BTEAM 50REPS 64
Guggenheim Funds Distributors, LLC
Broker-DealerChicago, IL
AUM $7.8BTEAM 245REPS 137
Harbor Investment Advisory, LLC
Broker-DealerLutherville, MD
AUM $6.9BTEAM 35REPS 33
Osaic Institutions, Inc.
Broker-DealerMeriden, CT
AUM $6.5BTEAM 1839REPS 730
Wedbush Securities Inc.
Broker-DealerPasadena, CA
AUM $5.7BTEAM 897REPS 490
Dunham
Broker-DealerSan Diego, CA
AUM $5.6BTEAM 43REPS 38
Integrity Alliance, LLC
Broker-DealerUrbandale, IA
AUM $5.4BTEAM 400REPS 681
Trueplan Benefit And Retirement Advisors
Broker-DealerRensselaer, NY
AUM $5.1BTEAM 11REPS 27
Stifel Independent Advisors, LLC
Broker-DealerSaint Louis, MO
AUM $5BTEAM 198REPS 143
Other AUM ranges
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