Harbour Investments, Inc.
Firm details
- Headquarters
- Madison, Wisconsin
- CRD number
- 19258
- Registered since
- April 10, 1987
- Website
- harbourinv.com
- Fee structure
- Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions
- Client types
- Individuals69.28%
- HNWI27.04%
- Charitable Organizations1.31%
- State / Municipal Government1.12%
- Pension & Profit Sharing Plans0.74%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Harbour Investments, Inc. is an independent broker-dealer and insurance broker that has been SEC-registered since 1987. Structured as a corporation with individual ownership, the firm serves both individual and family clients as well as institutional accounts. Its business model mixes advisory and brokerage activities: it offers financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, and acts as a capital allocator that selects other advisers and third-party managers on clients’ behalf. Compensation is hybrid — the firm uses percentage-of-AUM pricing alongside hourly, subscription, fixed-fee arrangements and transaction-based commissions. Harbour is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- Other2%
Owners & executives
3 of 9Nick Sondel
CEO & ChairmanCRD 1261064
Scott Conwell
Chief Operating OfficerCRD 4238913
Daniel Osborn
CEO & Financial AdvisorCRD 5906150
Contacts
3 of 285
Chris Morgan
Managing PartnerCRD 2265541
Sandra Eichel
OwnerCRD 6032012
Rachel Hook
Partner, Financial AdvisorCRD 7150754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,464Active vs passive
$7.4B in ETFs
60%
$4.4B
33%
$3B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $285M | 414,994 | 3.87% |
Location
Madison, WI
Dane
Location
Madison, WI
Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 575 Donofrio Dr
- Time zone
- CT (UTC-6)
- Office locations
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