Harbour Investments, Inc.
Firm details
- Headquarters
- Madison, Wisconsin
- CRD number
- 19258
- Registered since
- April 10, 1987
- Website
- harbourinv.com
- Fee structure
- Percentage of AUM, Hourly Charges, Subscription Fees, Fixed Fees, Commissions
- Client types
- Individuals69.28%
- HNWI27.04%
- Charitable Organizations1.31%
- State / Municipal Government1.12%
- Pension & Profit Sharing Plans0.74%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Harbour Investments, Inc. is an independently operated broker-dealer and insurance broker that has been SEC-registered since 1987 and is individually owned. The firm serves both individual and family clients as well as institutional relationships, offering financial planning, portfolio management for individuals and small businesses, and selection of third‑party advisers. Harbour functions as a capital allocator, deploying client capital across in-house brokerage solutions and external managers. The firm's fee model is multi‑modal: they charge asset‑based fees alongside hourly, subscription, fixed-fee arrangements and also take commissions where appropriate. Harbour lists industry affiliations with other investment advisers, accounting firms, law firms and pension consultants. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds21%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- Other2%
Owners & executives
3 of 9Nick Sondel
CEO & ChairmanCRD 1261064
Scott Conwell
Chief Operating OfficerCRD 4238913
Daniel Osborn
CEO & Financial AdvisorCRD 5906150
Contacts
3 of 293
Chris Morgan
Managing PartnerCRD 2265541
Sandra Eichel
OwnerCRD 6032012
Rachel Hook
Partner, Financial AdvisorCRD 7150754
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 2,406Active vs passive
$6.4B in ETFs
59%
$3.8B
34%
$2.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $236M | 395,174 | 3.69% |
Location
Madison, WI
Dane
Location
Madison, WI
Headquartered in Madison, WI, anchoring the Madison-Janesville-Beloit, WI metro in the Midwest.
- Metro area
- Madison-Janesville-Beloit, WI
- Region
- Midwest
- County
- Dane
- Address
- 575 Donofrio Dr
- Time zone
- CT (UTC-6)
- Office locations
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