Fifth Third Securities, Inc.
Firm details
- Headquarters
- Cincinnati, Ohio
- CRD number
- 628
- Registered since
- November 17, 2004
- Website
- www.53.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- Individuals74.76%
- HNWI22.91%
- Pension & Profit Sharing Plans1.38%
- Corporations / Businesses0.83%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Fifth Third Securities, Inc. is a broker-dealer and insurance broker dealer that also functions as a registered municipal advisor. The firm is SEC-registered (initial registration recorded in 2004) and serves both individuals/families and institutional clients. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of other advisers. Fee compensation is primarily a percentage of assets under management. The firm reports being an active ESG investor and maintains a mix of brokerage, insurance and advisor activities rather than acting as a dedicated capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- Public Funds/Mutual Funds30%
- Cash & Cash Equivalents3%
Owners & executives
2 of 2
Jarrett Jacobs
Chief Compliance OfficerCRD 3190249
John Westerfield
Chief Investment OfficerCRD 7581662
Contacts
3 of 1540
Anastasia Ebert
Regional Supervisory ManagerCRD 5639869
Matthew Wilder
Financial AdvisorCRD 5640744
Juan Aguilar
Investment AdviserCRD 5644828
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 494Active vs passive
$2.3B in ETFs
85%
$2B
12%
$360M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $80.7M | 105,308 | 3.45% |
Location
Cincinnati, OH
Hamilton
Location
Cincinnati, OH
Headquartered in Cincinnati, OH, anchoring the Cincinnati-Wilmington-Maysville, OH-KY-IN metro in the Midwest.
- Metro area
- Cincinnati-Wilmington-Maysville, OH-KY-IN
- Region
- Midwest
- County
- Hamilton
- Address
- 34 Fountain Square Plz
- Time zone
- ET (UTC-5)
- Office locations
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