Fifth Third Securities, Inc.

Broker-DealerFINRA Member

Total AUM

$10.9B

Discretionary

$10.9B

100% of AUM

Accounts

47,014

Employees

13,533

Advisory reps

1,543

Brokerage reps

13,533

Firm details

Headquarters: Cincinnati, Ohio
CRD number: 628
Registered since: November 17, 2004
Website: www.53.com
Custodians: NATIONAL FINANCIAL SERVICES LLC
Fee structure: Percentage of AUM
Client types: Individuals74.76%
HNWI22.91%
Pension & Profit Sharing Plans1.38%
Corporations / Businesses0.83%
Charitable Organizations0.08%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Fifth Third Securities, Inc. is a broker‑dealer and insurance broker that also serves as a registered municipal advisor. The firm is SEC‑registered (initial registration recorded in 2004) and reports a mixed client base of individual and family investors as well as institutional clients. Its advisory offerings include financial planning, portfolio management for individuals, small businesses and institutions, and the selection of third‑party advisers. Fee arrangements are reported on a percentage‑of‑AUM basis. The firm is identified as an active ESG investor and maintains affiliations across banking, trust, insurance and other investment‑product sponsor roles.