1. Hightower Advisors
Founded in 2008, Hightower Advisors, LLC operates as a leading independent RIA serving individuals, families, and institutions nationwide. Managing over $164 billion in total assets, including $157.9 billion in discretionary assets, the firm provides financial planning, portfolio management, and pension consulting services. Its investment philosophy emphasizes diversification across asset classes, including equities, ETFs, private equity, real estate, and alternative strategies, tailored to each client's unique goals. Recognized as both a trusted fiduciary and strategic capital allocator, Hightower Advisors blends institutional-grade resources with boutique-level client service to deliver long-term value and sustainable growth.
• Total AUM: $164.8B
• YoY AUM Growth: +26%
• Total AUM in ETFs: $36.4B
View Full Profile in FINTRX
2. LPL Financial
Founded in 1975, LPL Financial LLC stands as one of the largest independent broker-dealers and qualified custodians in the United States, serving more than 1.6 million clients nationwide. The firm provides wealth management and advisory services, including financial planning, portfolio management, and pension consulting for individuals, families, and institutions. Managing over $618 billion in total assets, LPL Financial emphasizes diversification through both traditional and alternative investments, including ETFs, private placements, REITs, and digital assets. The firm combines institutional-scale resources with independent advisor flexibility.
• Total AUM: $618.9B
• YoY AUM Growth: +33%
• Total AUM in ETFs: $219.1B
View Full Profile in FINTRX
3. Osaic Wealth, Inc.
Founded in 1997, Osaic Wealth, Inc. operates as a leading independent broker-dealer and investment bank, serving a broad client base of individuals, families, and institutions. Managing over $200 billion in total assets, the firm provides financial planning, portfolio management, and pension consulting services. Osaic’s diversified investment approach spans traditional and alternative asset classes, ranging from mutual funds and ETFs to private equity, hedge funds, and real estate, allowing for flexible, goal-based strategies across market cycles. The firm also integrates ESG investing principles, emphasizing sustainable and responsible portfolio construction.
• Total AUM: $200.3B
• YoY AUM Growth: 111%
• Total AUM in ETFs: $100.1B
View Full Profile in FINTRX
4. Mariner Wealth
Founded in 2006, Mariner Wealth Advisors is an independent RIA providing comprehensive financial services to individuals, families, and institutions. Managing over $98 billion in total assets, the firm delivers customized strategies across financial planning, portfolio management, and pension consulting. Mariner’s client-first model and open-architecture platform enable access to both traditional and alternative investments, including private equity, hedge funds, real estate, commodities, and managed futures. With an average client size exceeding $2.2 million, Mariner Wealth caters to a sophisticated investor base seeking holistic wealth management.
• Total AUM: $98.6B
• YoY AUM Growth: +21%
• Total AUM in ETFs: $30.6B
View Full Profile in FINTRX
5. Beacon Pointe Advisors, LLC
Founded in 2002, Beacon Pointe Advisors, LLC is an independent registered investment advisor (RIA) serving individuals, families, and institutional investors across the United States. Managing over $39 billion in total assets, the firm offers a suite of services, including financial planning, portfolio management, and pension consulting. Beacon Pointe distinguishes itself through its strong commitment to ESG investing, aligning portfolios with clients’ values while maintaining disciplined investment diversification. With an average client size exceeding $2.1 million, the firm employs a balanced strategy across equities, ETFs, and alternative investments such as private equity, venture capital, and real estate.
• Total AUM: $39.8B
• YoY AUM Growth: +27%
• Total AUM in ETFs: $4.7B
View Full Profile in FINTRX
6. Sanctuary Advisors, LLC
Founded in 2015, Sanctuary Advisors, LLC is an independent RIA delivering financial planning, portfolio management, and pension consulting services to individuals, families, and institutions. Managing over $27 billion in total assets, the firm combines personalized advisory expertise with a disciplined investment approach that spans traditional and alternative strategies. Sanctuary Advisors maintains a strong discretionary focus, over $27.5 billion, reflecting deep client confidence in its active management philosophy. The firm’s diverse asset mix across stocks, ETFs, and alternatives such as private equity, real estate, and commodities underscores a balanced approach to long-term portfolio construction.
• Total AUM: $27.7B
• YoY AUM Growth: +25%
• Total AUM in ETFs: $7.52B
View Full Profile in FINTRX
7. Creative Planning
Founded in 1983, Creative Planning, LLC is one of the nation’s largest independent RIAs, offering wealth management, financial planning, and portfolio management services to individuals, families, and institutions. Managing over $217 billion in total assets, the firm combines scale with a personalized advisory approach, tailoring strategies to align with clients’ goals and long-term financial objectives. Creative Planning is active in ESG and alternative investments, leveraging allocations across private equity, real estate, and digital assets alongside traditional vehicles such as ETFs and mutual funds. With an average client size of $2.6 million and a strong discretionary focus, the firm underscores its reputation for trusted, high-touch advisory relationships.
• Total AUM: $217.4B
• YoY AUM Growth: +24%
• Total AUM in ETFs: $92.9B
View Full Profile in FINTRX
8. Wealth Enhancement Advisory Services
Founded in 2001, Wealth Enhancement Advisory Services, LLC is an independent RIA providing comprehensive wealth management and financial planning solutions to individuals, families, and institutions nationwide. Managing over $94 billion in assets, the firm offers portfolio management, retirement planning, and educational advisory services through a client-first, team-based model. Wealth Enhancement Advisory Services operates as a strategic capital allocator, deploying assets across a wide spectrum of traditional and alternative investments, including hedge funds, real estate, commodities, and digital currencies. With an average client size of $1.3 million and a strong discretionary asset base, the firm continues to expand its national reach and impact.
• Total AUM: $94.6B
• YoY AUM Growth: +31%
• Total AUM in ETFs: $35.6B
View Full Profile in FINTRX
9. &Partners
Founded in 1990, &Partners is an independent RIA offering a broad suite of financial services to individuals, families, and institutional clients. Operating as a multifaceted financial firm, &Partners engages in broker-dealing, insurance brokerage, and municipal advisory services in addition to traditional investment advisory work. The firm manages over $14 billion in total assets, with $13.99 billion under discretionary management, reflecting strong client trust and active portfolio oversight. With a client base of more than 32,000, &Partners delivers personalized financial planning, portfolio management, and pension consulting services supported by diversified exposure across equities, ETFs, and alternative investments such as real estate, commodities, and managed futures. Following an exceptional 1,105% year-over-year AUM increase, &Partners has rapidly emerged as one of the most dynamic independent RIAs in the industry.
• Total AUM: $14.1B
• YoY AUM Growth: +1,105%
• Total AUM in ETFs: $5.4B
View Full Profile in FINTRX
10. Morgan Stanley
Founded in 1935, Morgan Stanley is a global financial services leader operating as a qualified custodian, investment bank, and wirehouse, serving individuals, families, and institutions worldwide. Managing over $1.65 trillion in total assets, the firm delivers a full spectrum of wealth management, portfolio advisory, and financial planning solutions supported by deep institutional research and market expertise. With $1.19 trillion in discretionary assets, Morgan Stanley’s advisors have extensive flexibility in managing portfolios that balance growth, income, and risk across asset classes. The firm maintains a strong commitment to ESG investing, integrating sustainability principles into both traditional and alternative strategies. Its portfolio spans equities, ETFs, real estate, and commodities, providing clients with diversified exposure to global markets. Backed by one of the most extensive advisor networks in the country, Morgan Stanley continues to be a dominant force in the U.S. wealth management landscape.
• Total AUM: $1.7T
• YoY AUM Growth: +17%
• Total AUM in ETFs: $923.7B
View Full Profile in FINTRX
Most Viewed Registered Investment Advisor & Broker-Dealer Rep Profiles
Below, we spotlight the most viewed RIA and broker-dealer representatives on FINTRX for Q3 2025, a mix of seasoned executives and emerging leaders whose profiles drew the highest engagement across the platform.
1. John Hoogenboom
John Hoogenboom is the Founder and President of Hoogenboom Wealth Management, which he established in 2021. Based in Stowe, VT, and Bozeman, MT, he is affiliated with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. With over 15 years of experience, John provides advisory solutions focused on retirement planning, portfolio management, estate conservation, and business succession. His client-first philosophy centers on understanding each client’s unique goals and adapting strategies as circumstances evolve.
Before launching his own firm, John held advisory roles at MML Investors Services, MSI Financial Services, and Baystate Wealth Management, where he gained national recognition for his performance. A Moretown, Vermont native, he earned his B.S. in Economics and Political Science from the University of Vermont and studied abroad.
• Firms: Hoogenboom Wealth Management, Cambridge Investment Research Advisors, Inc.
• Title: Founder, President
• Primary Location: Stowe, VT
View Full Profile in FINTRX
2. Adam Coons
Adam Coons is the Founder and Managing Principal of Outwing Private Wealth Management in Santa Barbara, CA, where he provides bespoke investment solutions for ultra-high-net-worth clients, including entrepreneurs, private equity professionals, and corporate executives. With over 15 years in financial services and experience at Axxcess Wealth Management, UBS, Merrill Lynch, and Smith Barney, Adam specializes in alternative investments and advanced tax and estate planning.
A graduate and former co-captain of his college surf team, Adam led them to multiple national championships and remains active in ocean conservation through the Fish Reef Project and the Marine Conservation Science Institute.
• Firm: Outwing Private Wealth Management
• Title: Founder, Managing Principal
• Primary Location: Santa Barbara, CA
View Full Profile in FINTRX
3. Robert Norton
Rob Norton is a Senior Financial Advisor at Capstone Wealth Advisors, LLC in Salem, OR, bringing over 20 years of experience in wealth management and financial planning. Since joining the firm in 2017, he has worked closely with individuals, families, and business owners to help align their financial strategies with long-term goals in retirement, estate, and education planning. Rob’s approach centers on building lasting relationships and delivering clear, actionable guidance to simplify complex financial decisions.
Before joining Capstone, he held advisory roles at Wells Fargo Advisors Financial Network, Merrill Lynch, and Morgan Stanley, where he developed a deep understanding of portfolio management, risk mitigation, and small-business retirement planning. A graduate of Oregon State University, Rob is an active community member and enjoys golfing, traveling, and coaching youth sports.
4. Richard Flahive
Richard Flahive is the Chief Investment Officer and Partner at Hightower Westchester, where he leads investment strategy and client advisory efforts. Based in Harrison, NY, he oversees the firm’s Investment Committee and guides asset allocation across equities, fixed income, and private investments for high-net-worth and institutional clients.
Before joining Hightower, Richard served on the Investment Committee at Geller Family Office Services, specializing in manager due diligence and quantitative analysis. Recognized among Westfair’s 40 Under Forty and 914Inc’s Top Wealth Managers in Westchester, he remains active in local philanthropy and professional boards.
5. Jordan Gibbs
Jordan Gibbs is the President of Heritage Wealth Management, Inc. in San Diego, CA, where he leads the firm’s holistic wealth and investment strategy for high-net-worth clients. With 17 years of experience in the financial services industry, Jordan oversees the firm’s investment committee and specializes in tax-efficient retirement, estate, and business succession planning. His leadership reflects a disciplined, client-first approach aimed at preserving and growing wealth across generations.
Before joining Heritage, he held leadership roles at The Kocen Financial Group, Financial Goal Securities, and First Financial Advisors, where he honed his expertise in comprehensive planning and portfolio design. A graduate of Brigham Young University with a degree in Finance, Jordan is fluent in Spanish and active in his community, serving as an Assistant Scout Master with the Boy Scouts of America.
• Firm: Heritage Wealth Management, Inc.
• Title: President
• Primary Location: San Diego, CA
View Full Profile in FINTRX
6. Marc Rosenbach
Marc Rosenbach is the Founder and Managing Partner of Atlas Legacy Advisors in Los Angeles, CA, and is also affiliated with Seneca Private Wealth. With over 35 years of experience in wealth management, Marc leads the firm’s mission to help high-net-worth families and institutions build, preserve, and transfer wealth across generations. He specializes in customized financial planning, legacy strategy, and investment management, combining institutional discipline with a deeply personal, relationship-driven advisory approach.
Before founding Atlas Legacy Advisors, Marc held senior leadership roles at Wells Fargo Advisors, Merrill Lynch, and UBS, where he advised affluent clients and managed complex portfolios. His leadership reflects a lifelong commitment to trust, clarity, and long-term financial stewardship.
• Firms: Atlas Legacy Advisors & Seneca Private Wealth
• Title: Founder, Managing Partner
• Primary Location: Los Angeles, CA
View Full Profile in FINTRX
7. Bart Zandbergen
Bart Zandbergen is the CEO and Founder of The Zandbergen Group in Laguna Beach, CA, and a producing advisor with Axxcess Wealth Management. With more than 25 years of experience, he delivers personalized wealth and philanthropic strategies for high-net-worth clients.
Recognized by Forbes as a Best-In-State Wealth Advisor and by AdvisorHub as one of the “200 RIAs to Watch,” Bart blends finance with lifestyle, serving as a certified sommelier and community advocate through Kindness Kures, an anti-bullying initiative.
• Firms: The Zandbergen Group & Axxcess Wealth Management
• Title: CEO, Founder
• Primary Location: Laguna Beach, CA
View Full Profile in FINTRX
8. Steven Carmandalian
Steven Carmandalian is the Principal and Senior Portfolio Manager at Carmandalian Financial Group, LLC in Westlake Village, CA. With over 25 years of experience, he specializes in discretionary portfolio management and income-focused strategies for ultra-affluent clients. Steven oversees the firm’s investment strategy and client advisory initiatives, emphasizing capital preservation, steady income generation, and tax-efficient portfolio construction.
Before founding the firm in 2018, Steven spent two decades at UBS and Morgan Stanley, where he refined his approach to tailored wealth management and multi-generational planning. A Thousand Oaks native, he holds a degree in Finance from California State University, Northridge, and remains deeply connected to the local community.
• Firm: Carmandalian Financial Group, LLC
• Title: Principal, Senior Portfolio Manager
• Primary Location: Westlake Village, CA
View Full Profile in FINTRX
9. Brian Kasal
Brian Kasal is the Founder and CEO of Fourstar Wealth Advisors, LLC in Chicago, IL. With over 35 years in financial services, he leads the firm’s strategic direction, investment management operations, and national expansion efforts. Fourstar serves a diverse client base of individuals, families, and institutions through a comprehensive suite of wealth management and financial planning services. Before founding the firm in 2014, Brian held senior leadership roles at Morgan Stanley and William Blair & Company, where he guided investment strategy and business development initiatives.
• Firm: Fourstar Wealth Advisors, LLC
• Title: Founder, CEO
• Primary Location: Chicago, IL
View Full Profile in FINTRX
10. Kenneth Brodkowitz
Kenneth Brodkowitz is the Managing Director and Chief Investment Officer at Gfp Private Wealth, Logix Investments LLC, and Bull Harbor Capital LLC, where he oversees investment strategy and portfolio management. Based in Cleveland, OH, Kenneth’s background spans institutional sales, proprietary trading, and fund management at firms including Goldman Sachs, Galleon Group, and Balyasny Asset Management. With a focus on sophisticated investment oversight, Kenneth integrates his institutional experience into client portfolios, delivering risk-adjusted strategies across both public and private markets.
• Firms: Gfp Private Wealth, Logix Investments LLC, and Bull Harbor Capital LLC
• Title: Managing Director, Chief Investment Officer
• Primary Location: Sarasota, FL
View Full Profile in FINTRX
What This Activity Signals
Taken together, these engagement trends suggest the market’s focus is shifting toward scaled independence, portfolio diversification, and client experience as a growth lever. RIAs and broker-dealers that pair data-driven investment strategies with personalized, high-touch service continue to capture outsized attention on FINTRX. Meanwhile, the rise in advisor-level searches highlights growing curiosity around boutique leaders, hybrid affiliations, and succession-minded firms, signals of an industry balancing consolidation with entrepreneurial expansion.
For information on how to access complete profiles on these firms, schedule a FINTRX demo today.
Disclaimer: This blog post is for informational purposes only and does not constitute financial advice or a recommendation to invest in any securities or investment strategies.
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