FINTRX FOR recruiters & aggregtors

Find the advisors likely to move before they move.

AI-powered intelligence, real-time data, and targeted relationship insights to identify top talent, engage at the right moment, and personalize outreach for maximum conversion.

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790K+ registered reps & advisors 45K+ RIA & Broker-Dealer firms 28K advisor teams
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FINTRX FOR RECRUITERS & AGGREGATORS

Identify and engage high-value financial advisors.

01

Identify High-Value Advisor Talent

Access intelligence on 790,000+ reps—including AUM, investment focus, and custodian relationships—to target the right advisors​.

02

Track Real-Time Advisor Movement

Get real-time alerts on advisor movements, firm M&A, and team breakaways, ensuring proactive outreach at the right moment​.

03

Map Key Advisor Relationships

Uncover network connections and warm intro opportunities to strengthen your outreach and improve recruitment success.

04

Streamline Outreach & Personalization

Tailor your messaging based on career history, investment strategy, and past firm affiliations to enhance recruiting efficiency​.

The Foundation

Built on the FINTRX dataset covering every registered rep and firm

45,000 firms, 790,000 advisors and 28,000 wealth teams — filterable down to the advisors worth a conversation, by book size, tenure, custodian and territory.

790,000 Advisors 45,000 Firms 28,000 Wealth teams
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Filter the universe Live count
All advisors 790,000
RoleProducing advisors only 214,600
Book size$100M+ rep AUM 68,400
Tenure5+ yrs at current firm 24,900
CustodianSchwab · Fidelity 7,320
TerritorySoutheast 1,840
Recruiting list 1,840 advisors
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"The quick summary story on each candidate is my lifeblood...I love to see their story and incorporate it into my call somehow."
Max-Rathman
Max Rathman
Xcelsior Advisor Partners
"There’s no end to the ability to filter through millions of pieces of data and find what you’re looking for, even if it’s a very specific, tailored ask. For anybody looking to grow inorganically, it’s a go-to tool."
Mark DeLotto
Mark DeLotto
Simon Quick Advisors
"After evaluating several top data providers, choosing FINTRX was easy. Their tools, interface, & data management are unmatched & the team is world-class."
Hank Bowen
Hank Bowen
Sovereign's Capital
Monitor Market Movement

Stay on top of moves, growth, and deals

Rep moves, breakaways, book growth and platform adoption across the advisor universe. The signals that tell a recruiter who is likely to move and an aggregator which firms are available.

See it live
Recent moves & breakaways Updated daily
  • Marcus Ellery Northgate Securities Ridgeline Advisory Group Breakaway
  • Priya Raghavan Calder Wealth Group Ashcombe Private Wealth Move
  • Grant Holloway Pinecrest Advisors Waverly Point Capital Breakaway
  • Elena Cortez Beaufort Capital Sandhill Fiduciary Partners Move

Registration changes across 790,000+ advisors

Book growth at the target firm YTD
$3.10B +18.4% two-year
Q1
Q2
Q3
Q4
Q1
Q2
Q3
Q4

Reported AUM per firm, quarter over quarter

Platform adoption Share of firms reporting
  • Model portfolios 64%
  • Alternatives platform 48%
  • Direct indexing 71%
  • Unified managed accounts 57%
  • Tax-loss harvesting 22%
Book composition Ridgeline Advisory Group
PositionValueQoQ
  • Large cap blend ETF $84.2M +12.4%
  • Intl developed ETF $61.8M +6.1%
  • Core aggregate bond ETF $47.5M −3.2%
  • Emerging markets ETF $28.9M +21.7%
  • Gold & commodities ETF $14.1M Flat
Ask FINTRX AI

Find your next advisor using FINTRX AI

Tell FINTRX AI what you are looking for, your specific criteria, and get an immediate short-list of advisors to target.

Prompt Show me $100M+ advisors in the Southeast who have been at their firm over five years
Resolving Territory · SoutheastBook · $100M+Tenure · 5+ yrs 0.8s

1,840 advisors in the Southeast run more than $100M and have been at their current firm over five years. Two hundred are at firms that lost advisors last quarter.

AdvisorFirmBookTenureGrowthSignal
Meridian Wealth Partners Boston, MA $3.2B $84.2M 6.1% No position
Charter Oak Advisors Hartford, CT $2.7B $61.7M 4.8% Added last qtr
Fern Hollow Capital Pittsburgh, PA $1.9B $39.4M 4.1% No position
Sandhill Fiduciary Partners Charleston, SC $1.27B $28.6M 3.4% Trimmed
1,840 advisors matchedSourced from registration historySave as list
Detailed Advisors Profiles

Access advisor career history and moves

Every advisor record carries the full registration history — each firm, how long they stayed, and what the book looked like at the time. The pattern tells you who is due to move long before a filing does.

  • 01Full registration history on 790,000+ advisors
  • 02Tenure at each stop, so you can read the cycle
  • 03Move indicators surfaced before the registration changes
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ME Marcus Ellery CRD 4182996 · Charlotte, NC
Move likelihood Elevated
  1. 2019 – present Northgate SecuritiesCurrent Senior Vice President $214M 7 yrs
  2. 2014 – 2019 Calder Wealth Group Vice President $138M 5 yrs
  3. 2010 – 2014 Beaufort Capital Financial Advisor $61M 4 yrs
  4. 2007 – 2010 Pinecrest Advisors Associate Advisor $12M 3 yrs
Move indicators
  • Longest tenure of his career, book flat two years running
  • Northgate lost 12 advisors in the trailing twelve months
  • Two former Beaufort colleagues went independent last year
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Channel Movement

Follow the reps leaving the wirehouses

Every registration change is tracked and mapped to the rep and firm. See where the wirehouse reps are going and which channels are winners and losers.

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Wirehouse departures by destination channel Trailing 12 months
Left from Joined
Wirehouse departures 1,280 Went independent 57% Stayed in a wirehouse 9.4%
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Roll-Up Activity

Track RIA M&A Activity

Completed and announced RIA acquisitions, ranked by acquired assets. Aggregators use it to size the competition for a deal; recruiters use it to catch the advisors unsettled by one.

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Most active acquirers · trailing 12 months 418 transactions tracked
AcquirerMost recent targetDealsShare of top acquirerAssets acquired
Wealthstone Partners Sandhill Fiduciary · Aug 2026 14 $18.2B
Cardinal Ridge Group Harbor Point Trust · Jul 2026 11 $13.4B
Aster Wealth Holdings Kestrel Family Office · Jun 2026 9 $10.6B
Northbridge Advisory Alder Grove Partners · Jun 2026 7 $7.5B
Fern Hollow Capital Charter Oak Advisors · May 2026 5 $5.1B
Meridian Platform Group Waverly Point · Apr 2026 4 $3.4B
418 transactions$96.4B acquired
FINTRX Acquisition Score

Score Your M&A Targets

Leverage the FINTRX Acquisition Score to instantly assess which firms are most likely to transact based on proprietary signals like AUM growth, rep stability, and ownership structure.

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FINTRX Acquisition Score Scoring
Meridian Wealth Partners · Denver, CO
/ 100 High probability
  • AUM growth (3yr)
    +38%
  • Rep stability
    High
  • Ownership structure
    Indep.
  • Succession risk
    Med.
Custom Scoring
Tailor Your Outreach

Personalize your outreach to your prospects

Leverage background information, personal interests, and your network to create outreach that converts. Doing your homework turns cold outreach into warm leads.

  • 01Open on their career, not your platform
  • 02Reference the book growth on the record
  • 03Find the warm path in through your network
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Marcus Ellery · Northgate Securities 3 signals on file
  • Career history Seven years at Northgate — the longest stop of his career
  • Book trajectory Grew to $214M, but only +2.4% last year
  • Professional network Two former Beaufort colleagues went independent last year
Draft outreach Personalized from the record
ToMarcus Ellery · Senior Vice President SubjectSeven years at Northgate, and what comes next

Seven years at Northgate is a long run — congratulations on getting the book to $214M. Career history

We work with advisors at exactly that inflection point, and the transition package is worth a look.

Dana Whitfield and Ray Okafor both went independent last year and would happily share how it went. Professional network

Growth flattening to 2.4% is usually a platform problem rather than a book problem. Book trajectory

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Streamline Your Advisor Recruiting and M&A Efforts with FINTRX

Join the thousands of financial professionals using FINTRX to book more meetings, move faster, and win more business.

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