Broker-Dealers: $1B – $5B AUM
55 Broker-Dealers in the $1B – $5B AUM range, ranked by reported regulatory assets.
CAPITOL SECURITIES MANAGEMENT, INC.
Broker-DealerGLEN ALLEN, VA
AUM $2.2BTEAM 170REPS 142
TRANSAMERICA FINANCIAL ADVISORS, LLC
Broker-DealerPHILADELPHIA, PA
AUM $2.1BTEAM 991REPS 2743
NAVY FEDERAL INVESTMENT SERVICES, LLC
Broker-DealerVIENNA, VA
AUM $2.1BTEAM 206REPS 177
SUNBELT SECURITIES
Broker-DealerHOUSTON, TX
AUM $2BTEAM 68REPS 83
MADISON AVENUE SECURITIES, LLC
Broker-DealerSAN DIEGO, CA
AUM $2BTEAM 125REPS 300
RAYMOND JAMES (USA) LTD
Broker-DealerVANCOUVER
AUM $2BTEAM 175REPS 262
MIDWESTERN SECURITIES TRADING CO.,LLC
Broker-DealerEAST PEORIA, IL
AUM $2BTEAM 105REPS 59
LANDAAS & COMPANY
Broker-DealerMILWAUKEE, WI
AUM $1.9BTEAM 27REPS 25
BLUE VISTA CAPITAL, LLC
Broker-DealerCHICAGO, IL
AUM $1.9BTEAM 60REPS 6
ASHTON THOMAS SECURITIES, LLC
Broker-DealerROCHESTER, NY
AUM $1.9BTEAM 46REPS 88
U.S. BANCORP ADVISORS, LLC
Broker-DealerSAINT PAUL, MN
AUM $1.8BTEAM 379REPS 2000
NBC SECURITIES, INC.
Broker-DealerBirmingham, AL
AUM $1.8BTEAM 68REPS 85
AEGIS CAPITAL CORP.
Broker-DealerNew York, NY
AUM $1.8BTEAM 260REPS 221
NORTHERN TRUST SECURITIES, INC
Broker-DealerCHICAGO, IL
AUM $1.7BTEAM 385REPS 385
MOMENTUM INDEPENDENT NETWORK INC.
Broker-DealerDALLAS, TX
AUM $1.6BTEAM 97REPS 220
CALTON & ASSOCIATES, INC.
Broker-DealerTAMPA, FL
AUM $1.6BTEAM 373REPS 364
ROMANO WEALTH MANAGEMENT
Broker-DealerEVANSTON, IL
AUM $1.5BTEAM 16REPS 13
RBC SECURITIES, INC.
Broker-DealerLos Angeles, CA
AUM $1.5BTEAM 186REPS 189
KIMELMAN & BAIRD, LLC
Broker-DealerNew York, NY
AUM $1.5BTEAM 9REPS 6
SECURITY CAPITAL MANAGEMENT
Broker-DealerWHEELING, WV
AUM $1.4BTEAM 20REPS 22
PRIVATE CLIENT SERVICES, LLC
Broker-DealerLOUISVILLE, KY
AUM $1.4BTEAM 60REPS 776
PACKERLAND BROKERAGE SERVICES, INC.
Broker-DealerGREEN BAY, WI
AUM $1.4BTEAM 318REPS 358
HUNTER ASSOCIATES LLC
Broker-DealerPITTSBURGH, PA
AUM $1.3BTEAM 14REPS 22
CENTENNIAL SECURITIES COMPANY INC
Broker-DealerGRAND RAPIDS, MI
AUM $1.3BTEAM 45REPS 41
Other AUM ranges
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