Midwestern Securities Trading Co,LLC
Firm details
- Headquarters
- East Peoria, Illinois
- CRD number
- 101080
- Registered since
- April 18, 2013
- Website
- midwesternsecurities.com
- Custodians
- FCCS
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions, Other
- Client types
- Individuals72.61%
- HNWI22.68%
- Corporations / Businesses4.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Midwestern Securities Trading Co, LLC is an independent broker-dealer organized as a limited liability company and registered with the SEC since 2013. The firm operates as a capital allocator and serves both individual/family and institutional clients. Its business mix includes broker-dealer activities, registered representative functions and insurance brokerage. On the advisory side the firm provides financial planning, portfolio management for individuals and small businesses, pension consulting, manager selection services and educational seminars. Fee arrangements are varied: percentage of AUM, hourly and fixed fees, commissions and other fee types. The firm is not identified as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities52%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents6%
- Non-Exchange Traded Equities1%
Owners & executives
3 of 7
Nathan White
Chief Financial OfficerCRD 4384158
Michael Graham
President, Chief Executive OfficerCRD 2726573
Michael Doublin
Service CoordinatorCRD 6963911
Contacts
3 of 54
Dana Tupper
Financial AdvisorCRD 5865505
Robert Minor
VP of Investment ServicesCRD 5873432
Cassandra Taraboletti
Executive Vice PresidentCRD 5090888
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
East Peoria, IL
Tazewell
Location
East Peoria, IL
Headquartered in East Peoria, IL, in the Midwest of the United States.
- Region
- Midwest
- County
- Tazewell
- Address
- 235 Everett St
- Time zone
- CT (UTC-6)
- Office locations
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