ROMANO WEALTH MANAGEMENT

Overview

Romano Wealth Management is an independent broker-dealer that combines advisory work with brokerage capabilities, serving individual, family and institutional clients. The firm emphasizes equity exposure—exchange-traded equities are its dominant allocation—but also maintains a blended fee model that includes percentage-of-AUM and fixed-fee engagements. Advisory services focus on financial planning and portfolio management for individuals and small businesses, while brokerage operations support transactional needs and custody relationships. Established as an SEC-registered adviser since 1986 and owned by an individual, the firm appears to take a pragmatic, multi-vehicle approach: public equities form the backbone of client portfolios, supplemented by mutual funds and corporate debt for diversification and income. Romano Wealth Management earned recognition from FA Magazine in 2020, which signals some industry visibility among registered advisors.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices