Raymond James (USA) Ltd

Broker-DealerFINRA MemberEst. 2011

Total AUM

$2B

Discretionary

$500M

25% of AUM

Accounts

4,869

Employees

175

Advisory reps

264

Brokerage reps

125

Firm details

Headquarters: Vancouver,
CRD number: 25853
Registered since: February 10, 2011
Website: www.rjlu.com
Fee structure: Percentage of AUM
Client types: Individuals52.9%
HNWI44.08%
Corporations / Businesses2.91%
Pension & Profit Sharing Plans0.11%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Raymond James (USA) Ltd is a corporate, bank-affiliated broker-dealer that functions as a capital allocator to outside managers and serves both individual/family and institutional clients. Registered with the SEC since 2011, the firm combines brokerage capabilities with advisory services including financial planning, portfolio management for individuals and small businesses, manager selection, and the publication of client-facing periodicals. Its business model charges fees as a percentage of assets under management. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser in the provided data.