Raymond James (USA) Ltd

Broker-DealerFINRA Member

Total AUM

$2B

Discretionary

$500M

25% of AUM

Accounts

4,869

Employees

175

Advisory reps

265

Brokerage reps

125

Firm details

Headquarters: Vancouver,
CRD number: 25853
Registered since: February 10, 2011
Website: www.rjlu.com
Fee structure: Percentage of AUM
Client types: Individuals52.9%
HNWI44.08%
Corporations / Businesses2.91%
Pension & Profit Sharing Plans0.11%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of Periodicals

Firm profile

FINTRX

Overview

Raymond James (USA) Ltd. is a corporate, bank-affiliated broker-dealer that acts as a capital allocator to both individual/family and institutional clients. The firm is SEC-registered (since 2011) and typically charges fees as a percentage of assets under management. Its advisory services encompass financial planning, discretionary and non-discretionary portfolio management for individuals and small businesses, selection of third‑party advisers, and the publication of investment periodicals or newsletters. The organization is affiliated with multiple industry channels including broker‑dealer operations, other registered investment advisers, banking/thrift institutions, trust companies, and insurance companies. The firm does not identify as an active ESG investor.