RIAs: $500M – $1B AUM

2,403 RIAs in the $500M – $1B AUM range, ranked by reported regulatory assets.

CAZ Investments Registered Adviser LLC

RIA

Houston, TX

AUM $541MTEAM 83REPS 3

Ahoy Capital

RIA

Palo Alto, CA

AUM $540MTEAM 4REPS 2

Oakwood Real Estate Partners, LLC

RIA

Denver, CO

AUM $540MTEAM 7REPS 5

Herold Advisors, Inc.

RIA

New York, NY

AUM $540MTEAM 9REPS 16

Lk&A Investment Counsel

RIA

Pasadena, CA

AUM $540MTEAM 5REPS 2

IMC Advisors, LLC

RIA

Columbus, IN

AUM $540MTEAM 5REPS 3

Spirit Of America Management Corp

RIA

Syosset, NY

AUM $540MTEAM 35REPS 18

WBI Investments, LLC

RIA

Red Bank, NJ

AUM $540MTEAM 13REPS 8

Dynamic Financial Group

RIA

Cedar Falls, IA

AUM $540MTEAM 3REPS 3

NCM Capital Management, LLC

RIA

Ramsey, NJ

AUM $539MTEAM 3REPS 3

Wealth Advisors Of Iowa, LLC

RIA

West Des Moines, IA

AUM $539MTEAM 12REPS 10

K Fund Capital Management, LLC

RIA

Los Angeles, CA

AUM $539MTEAM 2REPS 1

River Street Advisors, LLC

RIA

Aurora, IL

AUM $539MTEAM 12REPS 10

Black Knight Wealth Management, LLC

RIA

AUM $539MTEAM 14REPS 14

Access Wealth

RIA

East Hanover, NJ

AUM $539MTEAM 6REPS 15

Mountain Hill Investment Partners

RIA

Atlantic Highlands, NJ

AUM $539MTEAM 4REPS 3

Euphrates Advisors

RIA

Washington, DC

AUM $539MTEAM 5REPS 4

Gallacher Capital Management, LLC

RIA

Lone Tree, CO

AUM $539MTEAM 14REPS 9

The Capital Advisory Group Advisory Services, LLC

RIA

Phoenix, AZ

AUM $539MTEAM 7REPS 2

Buska Wealth Management, LLC

RIA

Wausau, WI

AUM $539MTEAM 8REPS 9

Harbourvest Registered Advisers

RIA

Boston, MA

AUM $539MTEAM 1204REPS 4

Morris Financial Concepts, Inc.

RIA

Mount Pleasant, SC

AUM $538MTEAM 10REPS 9

Deans Knight Capital Management

RIA

Vancouver

AUM $538MTEAM 14REPS 5

Origin Credit Advisers, LLC

RIA

Denver, CO

AUM $538MTEAM 8REPS 2

Other AUM ranges

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