WBI Investments, LLC

RIASEC Registered

Total AUM

$540M

Discretionary

$540M

100% of AUM

Avg account

$352K

Accounts

1,533

Employees

Advisory reps

Firm details

Headquarters: Red Bank, New Jersey
CRD number: 106336
Registered since: March 12, 1985
Website: wbiinvestments.com
Custodians: PERSHING LLC, WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Fee structure: Percentage of AUM
Client types: Individuals27.2%
Investment Companies26.04%
HNWI24.18%
Other21.26%
Pension & Profit Sharing Plans0.54%
Services: Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsMarket Timing ServicesEducational Seminars / Workshops

Firm profile

FINTRX

Overview

WBI Investments, LLC is an SEC-registered investment adviser (registration in 1985) that operates as a capital allocator for both individual/family and institutional clients. The firm is organized as a limited liability company with ownership structured between a domestic entity and an individual. Its business mix includes advisory portfolio management across individuals, small businesses, institutions and investment companies, plus selection of other advisers. WBI also conducts insurance-brokerage activities and publishes periodicals, runs educational seminars/workshops and offers market-timing services. Fees are charged as a percentage of assets under management. The firm does not identify as an active ESG investor.