NCM CAPITAL MANAGEMENT, LLC
Firm details
- Headquarters
- RAMSEY, New Jersey
- CRD number
- 151109
- Registered since
- July 24, 2015
- Website
- ncmcapitalmgmt.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI92.43%
- Individuals7.57%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
NCM Capital Management, LLC is an independent registered investment adviser organized as an LLC and registered with the SEC since 2015. The firm is owner-operated and serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and educational seminars. Its fee arrangements include a percentage-of-assets model as well as hourly and fixed-fee engagements. The firm does not self-identify as an active ESG investor and is not positioned as a multi-state or pension consulting adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds51%
- Exchange Traded Equities38%
- Cash & Cash Equivalents8%
- Investment Grade Corp Bonds2%
- State & Local Bonds1%
Contacts
3 of 3NICHOLAS LAVERGHETTA
Founder and PrincipalCRD 2296013
Derek Ralston
Investment Advisor RepresentativeCRD 4130801
TAYLOR THOMAS
Director of Financial PlanningCRD 5092831
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 108Active vs passive
$161M in ETFs
58%
$92.6M
38%
$68.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| AMPLIFY CWP ENHANCED DIVIDEND INCOME ETF (DIVO) | Amplify Investments | Active | Derivative Income | $12.4M | 276,063 | 7.69% |
Location
RAMSEY, NJ
BERGEN
Location
RAMSEY, NJ
Headquartered in RAMSEY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- BERGEN
- Address
- 180 E Main St
- Time zone
- ET (UTC-5)
- Office locations
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