REGENCY WEALTH MANAGEMENT

RIASEC RegisteredEst. 2011
Total AUM
$643M
Discretionary
$615M
96% of AUM
Avg account
$511K
Accounts
1,257
Employees
8
Advisory reps
6

Firm details

Headquarters
RAMSEY, New Jersey
CRD number
131208
Registered since
January 21, 2011
Website
www.regencywealth.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI83.29%
  • Individuals7.97%
  • Charitable Organizations6.63%
  • Pension & Profit Sharing Plans1.4%
  • Corporations / Businesses0.71%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Regency Wealth Management is an independent registered investment adviser established in 2011 and organized as a limited liability company with individual ownership. The firm serves both individual and family clients and institutional clients, offering financial planning and portfolio management for individuals, small businesses and institutions. Its fees combine a percentage of assets under management with fixed-fee engagements. Regency’s public profile shows a conservative, income-oriented tilt in its liquid holdings (notably a large allocation to a PIMCO bond ETF) alongside allocations to real estate through third‑party managers. The firm received recognition as a Top RIA Firm from FA Magazine in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 61%, Exchange Traded Equities 33%, US Government Bonds 4%, Other 2%, Cash & Cash Equivalents 1%61%
  • Public Funds/Mutual Funds61%
  • Exchange Traded Equities33%
  • US Government Bonds4%
  • Other2%
  • Cash & Cash Equivalents1%

Owners & executives

3 of 3

  • BRYAN KABOT

    Managing Partner, CCO and COOCRD 4685964

  • MARK REITSMA

    Managing Partner and Chief Compliance OfficerCRD 4428584

  • TIMOTHY PARKER

    CEOCRD 2783267

Contacts

3 of 3

  • Ryan Hulsebos

    Associate Portfolio ManagerCRD 7627170

  • MARK ANDRAOS

    Partner, Wealth AdvisorCRD 6132242

  • ANDREW ARAN

    Managing PartnerCRD 2025715

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 28

Active vs passive

$221M in ETFs

Passive

73%

$161M

Active

27%

$59.9M

ETFProviderStyleCategoryValueShares% of portfolio
PIMCO ACTIVE BOND EXCHANGE-TRADED FUND (BOND)PIMCOActiveIntermediate Core Plus Bond$39.5M428,53417.88%
Unlock additional holdings →

Location

Primary office

RAMSEY, NJ

BERGEN

Location

RAMSEY, NJ

Headquartered in RAMSEY, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
BERGEN
Address
500 N Franklin Tpke
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth