Regency Wealth Management
Firm details
- Headquarters
- Ramsey, New Jersey
- CRD number
- 131208
- Registered since
- January 21, 2011
- Website
- www.regencywealth.com
- Custodians
- FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI83.29%
- Individuals7.97%
- Charitable Organizations6.63%
- Pension & Profit Sharing Plans1.4%
- Corporations / Businesses0.71%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Regency Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2011. The firm is individually owned and serves both high-net-worth individuals and families as well as institutional clients. Its core offerings are financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional clients. Regency charges a mix of asset-based fees and fixed fees. The firm does not characterize itself as an active ESG investor. FA Magazine recognized the firm in its Top RIA Firms list in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds61%
- Exchange Traded Equities33%
- US Government Bonds4%
- Other2%
- Cash & Cash Equivalents1%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 36Active vs passive
$237M in ETFs
72%
$172M
28%
$65.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| PIMCO ACTIVE BOND EXCHANGE-TRADED FUND (BOND) | PIMCO | Active | Intermediate Core Plus Bond | $42.1M | 484,509 | 17.78% |
Location
Ramsey, NJ
Bergen
Location
Ramsey, NJ
Headquartered in Ramsey, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Bergen
- Address
- 500 N Franklin Tpke
- Time zone
- ET (UTC-5)
- Office locations
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