Dividend Assets Capital, LLC

RIASEC RegisteredEst. 2004
Total AUM
$541M
Discretionary
$541M
100% of AUM
Avg account
$909K
Accounts
595
Employees
7
Advisory reps
8

Firm details

Headquarters
Ridgeland, South Carolina
CRD number
129973
Registered since
January 2, 2004
Website
dacapitalsc.com
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM
Client types
  • HNWI50.68%
  • Individuals35.81%
  • Corporations / Businesses8.44%
  • Charitable Organizations2.61%
  • Investment Companies2.2%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Institutional ClientsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Dividend Assets Capital, LLC is an independent registered investment adviser organized as an LLC and SEC-registered since 2004. The firm serves both individual/family and institutional clients and charges fees as a percentage of assets under management. Its advisory services include financial planning, portfolio management for individuals, small businesses and institutions, management for investment companies, and educational seminars. The firm also operates as an insurance broker and is affiliated with an insurance company. Dividend Assets Capital identifies itself as an active ESG investor and does not function as a capital allocator or pension consultant.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 80%, Cash & Cash Equivalents 8%, Private Funds 7%, State & Local Bonds 2%, Public Funds/Mutual Funds 2%, Investment Grade Corp Bonds 1%80%
  • Exchange Traded Equities80%
  • Cash & Cash Equivalents8%
  • Private Funds7%
  • State & Local Bonds2%
  • Public Funds/Mutual Funds2%

Owners & executives

3 of 3
  • John Swhear

    John Swhear

    Chief Compliance OfficerCRD 2671024

  • Robert Dickson

    Chief Financial OfficerCRD 7892642

  • Marc Saurborn

    Marc Saurborn

    Chief Investment OfficerCRD 2813288

Contacts

3 of 5
  • William Ford

    William Ford

    PresidentCRD 2168179

  • Emily Harding

    Emily Harding

    Director of Client ServicesCRD 6226297

  • Joseph Kilian

    Joseph Kilian

    Client Services AssociateCRD 8151301

Unlock 2 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 1

Active vs passive

$406K in ETFs

Passive

100%

$406K

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
GLOBAL X ADAPTIVE US FACTOR ETF (AUSF)GlobalXPassiveMid Cap Value$406K8,310100.00%

Location

Primary office

Ridgeland, SC

Jasper

Location

Ridgeland, SC

Headquartered in Ridgeland, SC, in the South of the United States.

Region
South
County
Jasper
Address
58 Riverwalk Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth