WEALTH ADVISORS OF IOWA, LLC

RIASEC RegisteredEst. 2020
Total AUM
$539M
Discretionary
$539M
100% of AUM
Avg account
$406K
Accounts
1,330
Employees
12
Advisory reps
10

Firm details

Headquarters
WEST DES MOINES, Iowa
CRD number
115088
Registered since
March 12, 2020
Website
waiowa.com
Custodians
LPL FINANCIAL LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
Client types
  • HNWI74.96%
  • Individuals21.56%
  • Corporations / Businesses2.54%
  • Pension & Profit Sharing Plans0.81%
  • Charitable Organizations0.13%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Wealth Advisors Of Iowa, LLC is an independent registered investment adviser that acts as a capital allocator for individual, family and institutional clients. The firm offers fee arrangements that include a percentage of assets under management, hourly and fixed fees, and commissions, and supplements advisory services with insurance brokerage. Core advisory activities are financial planning, portfolio management for individuals and small businesses, selection of outside managers, and investor education through seminars or workshops. The firm is not positioned as an ESG-focused manager and is organized as a limited liability company that registered with the SEC in 2020.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 85%, Exchange Traded Equities 8%, State & Local Bonds 3%, Cash & Cash Equivalents 3%, US Government Bonds 1%85%
  • Public Funds/Mutual Funds85%
  • Exchange Traded Equities8%
  • State & Local Bonds3%
  • Cash & Cash Equivalents3%
  • US Government Bonds1%

Owners & executives

1 of 1
  • KELLIE MASTERS

    Director of Financial Planning and Chief Compliance OfficerCRD 5398684

Contacts

3 of 9
  • Brian Newton

    ShareholderCRD 6702150

  • David Farnsworth

    Managing ShareholderCRD 7074340

  • NICHOLAS CAPOBIANCO

    PartnerCRD 4558973

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$446M in ETFs

Passive

76%

$339M

Active

13%

$107M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES 0-3 MONTH TREASURY BOND ETF (SGOV)BlackRockPassiveUltrashort Bond$37.5M372,3958.41%

Location

Primary office

WEST DES MOINES, IA

POLK

Location

WEST DES MOINES, IA

Headquartered in WEST DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.

Metro area
Des Moines-Ames-West Des Moines, IA
Region
Midwest
County
POLK
Address
1601 W West Lakes Pkwy
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth