COMPASS FINANCIAL SERVICES
Firm details
- Headquarters
- WEST DES MOINES, Iowa
- CRD number
- 109441
- Registered since
- April 21, 2020
- Website
- www.compassiowa.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI65.12%
- Individuals33.7%
- Corporations / Businesses0.9%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Compass Financial Services is an independent, privately owned registered investment adviser that provides planning and portfolio management primarily for individual and family clients. The firm charges clients based on a percentage of assets under management and also bills hourly for certain services. In addition to its RIA work, Compass Financial Services operates as a registered representative of a broker-dealer and as an insurance broker, which complements its use of annuity products. Its advisory scope includes financial planning and discretionary portfolio management for individuals, small businesses, and larger business or institutional clients. The firm is not positioned as an ESG investor and does not present itself as a multi-state capital allocator.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Contacts
3 of 8ALAN HULSTEIN
Financial AdvisorCRD 7349864
STEVEN CONARD
OwnerCRD 4370333
GUY LEMAN
OwnerCRD 6191212
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$313M in ETFs
48%
$151M
15%
$162M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $36.3M | 474,091 | 11.59% |
Location
WEST DES MOINES, IA
POLK
Location
WEST DES MOINES, IA
Headquartered in WEST DES MOINES, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- POLK
- Address
- 4801 Westown Pkwy
- Time zone
- CT (UTC-6)
- Office locations
Similar firms
MIDWEST HERITAGE FINANCIAL ADVISORS
RIAWEST DES MOINES, IA
VALIANT WEALTH, LLC
RIAWEST DES MOINES, IA
LEGACY BRIDGE PRIVATE FAMILY OFFICES
RIAWEST DES MOINES, IA
BOYLE CAPITAL
RIAWEST DES MOINES, IA
BALLAST CAPITAL ADVISORS, LLC
RIAWEST DES MOINES, IA
WEALTH ADVISORS OF IOWA, LLC
RIAWEST DES MOINES, IA