Compass Financial Services
Firm details
- Headquarters
- West Des Moines, Iowa
- CRD number
- 109441
- Registered since
- April 21, 2020
- Website
- www.compassiowa.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI65.12%
- Individuals33.7%
- Corporations / Businesses0.9%
- Charitable Organizations0.29%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Compass Financial Services is an independent registered investment adviser organized as a corporation and owned by an individual. The firm works primarily with individual and family clients, offering financial planning and portfolio management services for individuals, small businesses, and institutional/business clients. It operates as a registered representative of a broker‑dealer and as an insurance broker in addition to its advisory work. Compensation is a mix of percentage of assets under management and hourly charges. Compass is not identified as an active ESG investor and is not registered as a multi‑state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds95%
- Exchange Traded Equities3%
- Cash & Cash Equivalents2%
Contacts
3 of 8
Alan Hulstein
Financial AdvisorCRD 7349864
Steven Conard
OwnerCRD 4370333
Guy Leman
OwnerCRD 6191212
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 57Active vs passive
$363M in ETFs
49%
$177M
15%
$186M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $42.7M | 485,904 | 11.75% |
Location
West Des Moines, IA
Polk
Location
West Des Moines, IA
Headquartered in West Des Moines, IA, anchoring the Des Moines-Ames-West Des Moines, IA metro in the Midwest.
- Metro area
- Des Moines-Ames-West Des Moines, IA
- Region
- Midwest
- County
- Polk
- Address
- 4801 Westown Pkwy
- Time zone
- CT (UTC-6)
- Office locations
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