Lk&A Investment Counsel
Firm details
- Headquarters
- Pasadena, California
- CRD number
- 106635
- Registered since
- August 16, 1985
- Website
- lkainvestments.com
- Custodians
- U.S. BANK, N.A., CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI97.32%
- Individuals1.81%
- Charitable Organizations0.88%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Lk&A Investment Counsel is an independently owned registered investment adviser that has been SEC-registered since 1985. The firm operates as a corporation under individual ownership and focuses on portfolio management for individuals and small businesses while also serving institutional clients. Its fee arrangements include percentage-of-AUM billing alongside fixed fees. The adviser does not describe itself as an active ESG investor and is not identified as a multi-state or pension consultant. The firm appears to manage client assets directly rather than functioning as a capital allocator to other managers.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities76%
- US Government Bonds12%
- State & Local Bonds7%
- Cash & Cash Equivalents4%
- Investment Grade Corp Bonds1%
Owners & executives
1 of 1Nicholas Welsh
CEOCRD 2289695
Contacts
1 of 1
Michael Stewart
Portfolio ManagerCRD 4413814
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$38.8K in ETFs
100%
$38.8K
0%
$0
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $38.8K | 52 | 100.00% |
Location
Pasadena, CA
Los Angeles
Location
Pasadena, CA
Headquartered in Pasadena, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 199 S Los Robles Ave
- Time zone
- PT (UTC-8)
- Office locations
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