STONEMARK WEALTH MANAGEMENT

RIASEC RegisteredEst. 2012
Total AUM
$610M
Discretionary
$596M
98% of AUM
Avg account
$649K
Accounts
940
Employees
12
Advisory reps
10

Firm details

Headquarters
PASADENA, California
CRD number
158413
Registered since
November 8, 2012
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI81.79%
  • Individuals15.94%
  • Pension & Profit Sharing Plans2.26%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Stonemark Wealth Management operates as an independent, SEC-registered RIA formed in 2012 and structured as a limited liability company under individual ownership. The firm serves both individual and family clients as well as institutional clients and describes itself as a capital allocator, combining direct portfolio management with the selection of third-party advisers. Its advisory services include financial planning and portfolio management for individuals, small businesses, and institutions. The firm also operates as an insurance broker and charges clients via a mix of percentage-of-AUM, hourly, and fixed-fee arrangements. Stonemark does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 47%, Public Funds/Mutual Funds 42%, Cash & Cash Equivalents 9%, Private Funds 2%47%
  • Exchange Traded Equities47%
  • Public Funds/Mutual Funds42%
  • Cash & Cash Equivalents9%
  • Private Funds2%

Contacts

3 of 10
  • TERRY LAMN

    Private Wealth AdvisorCRD 5084194

  • Michael Van Lieshout

    Portfolio StrategistCRD 7559332

  • Alexandra McCarthy

    Client Service and OperationsCRD 7935883

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 89

Active vs passive

$325M in ETFs

Passive

80%

$260M

Active

17%

$65.7M

ETFProviderStyleCategoryValueShares% of portfolio
VANECK SEMICONDUCTOR ETF (SMH)VanEckPassiveTechnology$23.4M61,1577.21%

Location

Primary office

PASADENA, CA

LOS ANGELES

Location

PASADENA, CA

Headquartered in PASADENA, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
225 S Lake Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth