Broker-Dealers: $500M – $1B AUM
34 Broker-Dealers in the $500M – $1B AUM range, ranked by reported regulatory assets.
G.W. SHERWOLD ASSOCIATES, INC.
Broker-DealerLAKE FOREST, CA
AUM $572MTEAM 3REPS 5
CONNING INVESTMENT PRODUCTS, INC.
Broker-DealerHARTFORD, CT
AUM $572MTEAM 8REPS 37
FIRST KENTUCKY SECURITIES CORP
Broker-DealerLOUISVILLE, KY
AUM $566MTEAM 19REPS 22
FLORIDA ATLANTIC SECURITIES CORP.
Broker-DealerMIAMI, FL
AUM $547MTEAM 4REPS 5
WELLINGTON SHIELDS & CO., LLC
Broker-DealerNew York, NY
AUM $546MTEAM 25REPS 50
GAGNON SECURITIES, LLC
Broker-DealerNew York, NY
AUM $530MTEAM 19REPS 19
BARRETT & COMPANY
Broker-DealerPROVIDENCE, RI
AUM $530MTEAM 7REPS 9
MCLAUGHLIN RYDER INVESTMENTS, INC.
Broker-DealerALEXANDRIA, VA
AUM $522MTEAM 3REPS 5
ANDREW GARRETT, INC.
Broker-DealerNew York, NY
AUM $521MTEAM 14REPS 29
JAMES T. BORELLO & CO.
Broker-DealerEAST DUNDEE, IL
AUM $514MTEAM 4REPS 4
Other AUM ranges
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