JAMES T. BORELLO & CO.

Overview

James T. Borello & Co. operates as an independent broker-dealer that also provides advisory services and insurance brokerage. The firm concentrates on individual and family clients, delivering financial planning and discretionary portfolio management for individuals and small businesses. Fee arrangements are largely percentage-of-AUM, and the firm is not positioned as an ESG-focused allocator. Investment activity shows a clear preference for publicly traded equities and exchange-traded products as the core of managed accounts, with complementary use of mutual funds, corporate debt and annuities where appropriate. The firm’s structure and service mix—broker-dealer registration plus advisory and insurance capabilities—allow it to blend commission and fee-based solutions depending on client need.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices