BARRETT & COMPANY

Broker-DealerFINRA MemberEst. 2017
Total AUM
$530M
Discretionary
$471M
89% of AUM
Accounts
1,091
Employees
7
Advisory reps
9
Brokerage reps
7

Firm details

Headquarters
PROVIDENCE, Rhode Island
CRD number
1175
Registered since
July 17, 2017
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI56.77%
  • Individuals34.52%
  • Pension & Profit Sharing Plans5.65%
  • Corporations / Businesses3.06%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Barrett & Company operates as a corporation organized as an independent broker‑dealer. The firm has been SEC‑registered since 2017 and is owned by an individual. Its client mix spans individuals and families as well as institutional relationships. Barrett & Company charges fees based on a percentage of assets under management and conducts business primarily through broker‑dealer activities while offering advisory services that include financial planning, portfolio management for individuals and small businesses, and pension consulting. The firm is not identified as an active ESG investor and is not classified as a multi‑state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 66%, Public Funds/Mutual Funds 29%, Cash & Cash Equivalents 5%66%
  • Exchange Traded Equities66%
  • Public Funds/Mutual Funds29%
  • Cash & Cash Equivalents5%

Contacts

3 of 9
  • EVAN GRANOFF

    Registered RepresentativeCRD 1034737

  • KRISTIN CAMBIO

    Senior Wealth Management AssociateCRD 5737468

  • CAROL SABINS

    Client ServiceCRD 1266247

Unlock 6 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 334

Active vs passive

$241M in ETFs

Passive

88%

$211M

Active

7%

$29.4M

ETFProviderStyleCategoryValueShares% of portfolio
VANGUARD TOTAL STOCK MARKET INDEX FUND (VTI)VanguardPassiveLarge Blend$31.1M97,02412.93%

Location

Primary office

PROVIDENCE, RI

PROVIDENCE

Location

PROVIDENCE, RI

Headquartered in PROVIDENCE, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
PROVIDENCE
Address
42 Weybosset St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth