Fidelity Brokerage Services LLC

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
31,293
Avg account
$0

Firm details

Headquarters
Smithfield, Rhode Island
CRD number
7784
Registered since
January 5, 1979

Firm profile

FINTRX

Overview

Fidelity Brokerage Services LLC is organized as a limited liability company and has been SEC-registered since 1979. The firm is listed as a domestic entity/individual owner type and is classified as unclassified in the snapshot data. It does not present itself as a capital allocator, is not identified as an active ESG investor, and is not designated a multi-state or newly formed adviser. The record also flags the firm as not serving in a pension consultant role and not identified as a related adviser. The snapshot does not include granular descriptions of fee structures, target client segments, or specific advisory business lines, so the public profile here is limited to legal structure and a set of yes/no attributes about its advisory and investment posture.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 21
  • Thomas Iaconetti

    COO, Senior Director Client EngagementCRD 2417290

  • Brian Leary

    Chief Compliance OfficerCRD 2856958

  • Courtney Vore

    Courtney Vore

    Vice President, Chief Fiduciary OfficerCRD 2934702

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Contacts

3 of 31272
  • Paul Hartwell

    Paul Hartwell

    Senior Service Support Group LeaderCRD 239063

  • William Richards

    CRACRD 500230

  • Timothy Caulfield

    Timothy Caulfield

    Central Relationship ManagerCRD 712381

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithfield, RI

Providence

Location

Smithfield, RI

Headquartered in Smithfield, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Providence
Address
900 Salem St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth