FIDELITY BROKERAGE SERVICES LLC
Firm details
- Headquarters
- SMITHFIELD, Rhode Island
- CRD number
- 7784
- Registered since
- January 5, 1979
- Website
- www.fidelity.com
Firm profile
FINTRXOverview
Fidelity Brokerage Services LLC is organized as a limited liability company and appears in SEC records with a registration year of 1979. Publicly available fields on the firm are sparse: filings list the owner type as domestic entity/individual and its classification as unclassified. The record also indicates the firm is not a capital allocator and is not identified as an active ESG investor. The firm has not provided details on its client segments, fee schedules, specific advisory activities, or business lines in the supplied dataset. Regulatory flags on the profile indicate it is not a multi-state adviser, not newly formed, and not registered as a pension consultant or related adviser.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 20THOMAS IACONETTI
COO, Senior Director Client EngagementCRD 2417290
BRIAN LEARY
Chief Compliance OfficerCRD 2856958
JOHN CARTMELL
Retirement Benefits CoordinatorCRD 2942755
Contacts
3 of 31293PAUL HARTWELL
Senior Service Support Group LeaderCRD 239063
WILLIAM RICHARDS
CRACRD 500230
TIMOTHY CAULFIELD
Central Relationship ManagerCRD 712381
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SMITHFIELD, RI
PROVIDENCE
Location
SMITHFIELD, RI
Headquartered in SMITHFIELD, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.
- Metro area
- Boston-Worcester-Providence, MA-RI-NH-CT
- Region
- Northeast
- County
- PROVIDENCE
- Address
- 900 Salem St
- Time zone
- ET (UTC-5)
- Office locations
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