Fidelity Brokerage Services LLC

Broker-DealerFINRA MemberEst. 1979
Total AUM
Advisory reps
31,282
Avg account
$0

Firm details

Headquarters
Smithfield, Rhode Island
CRD number
7784
Registered since
January 5, 1979

Firm profile

FINTRX

Overview

Fidelity Brokerage Services LLC is listed as a limited liability company that registered with the SEC in 1979. The FINTRX snapshot classifies the firm as "Unclassified" and identifies its owner type as domestic entity / individual. The profile indicates the firm is not a capital allocator, does not self-identify as an active ESG investor, and is not flagged as a multi-state or newly formed adviser; it is also not listed as a pension consultant or related adviser. The dataset supplied contains no detail about the firm's advisory offerings, fee schedule, client segments, or specific business activities. Those lines are blank in the source, so no claims are made here about product shelf, service model, or target clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 23
  • Douglas Moore

    Douglas Moore

    Chief Financial OfficerCRD 2790481

  • David Golino

    David Golino

    CFOCRD 5404683

  • David Wakefield

    David Wakefield

    SVP, Chief Financial OfficerCRD 3095440

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Contacts

3 of 31259
  • Evelyn Borges

    Financial Advisor and Registered RepresentativeCRD 5639982

  • Daniel Keefe

    Daniel Keefe

    Financial ConsultantCRD 5640659

  • Steven Foster

    Steven Foster

    Client Management RepresentativeCRD 5640879

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Smithfield, RI

Providence

Location

Smithfield, RI

Headquartered in Smithfield, RI, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
Providence
Address
900 Salem St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth